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CANTY FINANCIAL MANAGEMENT, INC.
CRD 118945 · SEC 801-68026
20 CHURCH AVE., BALLSTON SPA, NY, 12020, United States
Phone
518-885-3230
Fax
518-885-2835
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$254.0M
Discretionary AUM
$239.0M
Team
5 total employees; 3 advisory reps; 447 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-01-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 248 | $22.2M |
| High net worth individuals | 195 | $216.2M |
| Pension/profit sharing plans | 30 | $14.9M |
| Charitable organizations | 2 | $625K |
States served
MA, NY, FL
All web addresses on file
Official SEC filing: View on IAPD