Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GENROCK CAPITAL MANAGEMENT, LP

CRD 290265

Palm Beach, FL

Corporate platform

LP

$257.6M3 advisorsPercentage of AUM; Performance-based feesView
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

CRD 151765

Davis, CA

Corporate platform

LLC

$257.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BIAS INVESTORS

CRD 120715

Hamilton

Corporate platform

Corporation

$257.4M5 advisorsPercentage of AUMView
CLARITY ASSET MANAGEMENT, INC.

CRD 115699

Ames, IA

Corporate platform

Corporation

$257.4M4 advisorsPercentage of AUM; Fixed feesView
103 ADVISORY GROUP

CRD 314694

Chicago, IL

Corporate platform

LLC

$257.2M3 advisorsPercentage of AUM; Fixed feesView
CENTER FOR ASSET MANAGEMENT, LLC

CRD 147981

Palm Beach Gardens, FL

Corporate platform

LLC

$257.1M2 advisorsPercentage of AUM; Hourly chargesView
NEW MILLENNIUM GROUP

CRD 299249

Sandy, UT

Corporate platform

LLC

$257.0M12 advisorsPercentage of AUM · Hourly charges +1 moreView
RD LEWIS WEALTH MANAGEMENT

CRD 156073

Maitland, FL

Corporate platform

Corporation

$256.8M2 advisorsPercentage of AUM; Hourly chargesView
WISCONSIN CAPITAL MANAGEMENT, LLC

CRD 110394

Madison, WI

Corporate platform

LLC

$256.6M2 advisorsPercentage of AUMView
CMG CAPITAL MANAGEMENT GROUP, INC.

CRD 110750

Malvern, PA

Corporate platform

Corporation

$256.5M8 advisorsPercentage of AUM; Subscription feesView
VIENNA ASSET MANAGEMENT LLC

CRD 299725

Saratoga, CA

Corporate platform

LLC

$256.5M1 advisorsPercentage of AUM; Hourly chargesView
DELARME WEALTH MANAGEMENT, INC.

CRD 328372

Palos Verdes Estates, CA

Corporate platform

Corporation

$256.5M3 advisorsPercentage of AUMView
ESTATE & TRUST ADVISORS

CRD 123802

Riverwoods, IL

Corporate platform

Corporation

$256.5M4 advisorsPercentage of AUMView
TUDOR FINANCIAL, INC.

CRD 121495

Dayton, OH

Corporate platform

Corporation

$256.3M6 advisorsPercentage of AUM · Hourly charges +1 moreView
RICHARDSON FINANCIAL SERVICES

CRD 130715

Medway, MA

Corporate platform

Corporation

$256.1M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

CRD 170918

Seattle, WA

Corporate platform

LLC

$256.0M3 advisorsPercentage of AUM; Performance-based feesView
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC

CRD 307987

West Des Moines, IA

Corporate platform

LLC

$256.0M5 advisorsPercentage of AUM · Hourly charges +2 moreView
SWBC INVESTMENT COMPANY

CRD 140994

San Antonio, TX

Corporate platform

Corporation

$256.0M17 advisorsPercentage of AUM · Hourly charges +2 moreView
CERTIS CAPITAL MANAGEMENT, INC.

CRD 144290

Santa Barbara, CA

Corporate platform

Corporation

$255.9M3 advisorsPercentage of AUM; Fixed feesView
KRUSEN CAPITAL MANAGEMENT, LLC

CRD 150754

West Palm Beach, FL

Corporate platform

LLC

$255.7M2 advisorsPercentage of AUM; Fixed feesView
WINONA CAPITAL MANAGEMENT, LLC

CRD 162882

Chicago, IL

Corporate platform

LLC

$255.6M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
RELEVE FINANCIAL GROUP

CRD 285243

Scottsdale, AZ

Corporate platform

LLC

$255.6M4 advisorsPercentage of AUM; Fixed feesView
SOUND INVESTMENT MANAGEMENT INC

CRD 107438

Tualatin, OR

Corporate platform

Corporation

$255.5M4 advisorsPercentage of AUMView
MEROS INVESTMENT MANAGEMENT, LP

CRD 305152

Dallas, TX

Corporate platform

LP

$255.5M2 advisorsPercentage of AUM; Performance-based feesView
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