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SWBC INVESTMENT COMPANY
CRD 140994 · SEC 801-68054
9311 SAN PEDRO AVENUE, SUITE 600, SAN ANTONIO, TX, 78216-4459, United States
Phone
210-376-3279
Fax
210-635-1201
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$256.0M
Discretionary AUM
$197.5M
Team
33 total employees; 17 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; ADVISOR TO ERISA PLANS AS 3(21) FIDUCIARY
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsADVISORS TO GROUP RETIREMENT PLANS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 391 | $19.4M |
| High net worth individuals | 79 | $178.1M |
| Pooled investment vehicles | 8 | $6.2M |
States served
KS, LA, NJ, NC, SC, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD