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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PELOTON CAPITAL MANAGEMENT

CRD 109775

Indianapolis, IN

Corporate platform

Corporation

$282.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
FOUNDERS CAPITAL MANAGEMENT INC

CRD 111164

Houston, TX

Corporate platform

Corporation

$281.8M2 advisorsPercentage of AUMView
CARUSO MCLEAN & CO., INC.

CRD 126084

Utica, NY

Corporate platform

Corporation

$281.8M4 advisorsPercentage of AUM; Fixed feesView
BANYAN CAPITAL MANAGEMENT, INC.

CRD 108123

Atlanta, GA

Corporate platform

Corporation

$281.7M2 advisorsPercentage of AUMView
SANDBRIDGE INVESTMENT MANAGEMENT, LLC

CRD 169112

Los Angeles, CA

Corporate platform

LLC

$281.6M2 advisorsPercentage of AUM; Performance-based feesView
B.A. SCHROCK WEALTH MANAGEMENT

CRD 304694

Wadsworth, OH

Corporate platform

Corporation

$281.6M5 advisorsPercentage of AUM; Hourly chargesView
PALM VALLEY CAPITAL MANAGEMENT

CRD 299896

Jacksonville Beach, FL

Corporate platform

LLC

$281.6M2 advisorsPercentage of AUMView
BROOKLINE INVESTMENTS, INC.

CRD 109239

Birmingham, AL

Corporate platform

Corporation

$281.5M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
GPM GROWTH INVESTORS, INC.

CRD 107645

Bloomfield Hills, MI

Corporate platform

Corporation

$281.3M5 advisorsPercentage of AUMView
SMITH ASSET MANAGEMENT CO., LLC

CRD 127684

Chiefland, FL

Corporate platform

LLC

$281.2M4 advisorsPercentage of AUM; Hourly chargesView
WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

CRD 134076

CA

Corporate platform

LLC

$280.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
IRIDIAN ASSET MANAGEMENT LLC

CRD 104550

MA

Corporate platform

LLC

$280.2M3 advisorsPercentage of AUM; Performance-based feesView
FARROW FINANCIAL INC

CRD 110526

South Burlington, VT

Corporate platform

Corporation

$280.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WILLOW CREEK CAPITAL MANAGEMENT, INC.

CRD 333911

Missoula, MT

Corporate platform

Corporation

$280.0M4 advisorsPercentage of AUMView
CREEKSIDE CAPITAL, INC.

CRD 108972

Knoxville, TN

Corporate platform

Corporation

$279.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TANDEM CAPITAL MANAGEMENT, INC.

CRD 107856

Woodcliff Lake, NJ

Corporate platform

Corporation

$279.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
AVATAR CAPITAL MANAGEMENT LLC

CRD 330793

Seattle, WA

Corporate platform

LLC

$279.6M3 advisorsPercentage of AUM · Commissions +2 moreView
GOLDSTEIN CAPITAL CORP.

CRD 126146

NY

Corporate platform

Corporation

$279.6M2 advisorsPercentage of AUM; Performance-based feesView
CRF FINANCIAL GROUP

CRD 127388

Indianapolis, IN

Corporate platform

Corporation

$279.5M1 advisorsPercentage of AUMView
MOSLEY WEALTH MANAGEMENT, INC.

CRD 318592

Anaheim, CA

Corporate platform

Corporation

$279.5M10 advisorsPercentage of AUMView
AMERICAN FINANCIAL & TAX STRATEGIES, INC.

CRD 115559

New York, NY

Corporate platform

Corporation

$279.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PATHWORKS FINANCIAL, INC.

CRD 138393

Novi, MI

Corporate platform

Corporation

$279.3M5 advisorsPercentage of AUM; Fixed feesView
TSW WEALTH MANAGEMENT

CRD 125209

Framingham, MA

Corporate platform

Corporation

$279.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KURV INVESTMENT MANAGEMENT LLC

CRD 323149

San Francisco, CA

Corporate platform

LLC

$279.2M2 advisorsPercentage of AUMView
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