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CARUSO MCLEAN & CO., INC.
CRD 126084 · SEC 801-64498
130 LOMOND COURT, UTICA, NY, 13502, United States
Phone
315-724-5105
Fax
315-724-5196
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$281.8M
Discretionary AUM
$22.3M
Team
5 total employees; 4 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 23 | $3.9M |
| High net worth individuals | 76 | $142.4M |
| Pension/profit sharing plans | 18 | $58.5M |
| Charitable organizations | 3 | $34.7M |
| Corporations/business entities | 5 | $42.2M |
States served
NY
All web addresses on file
Official SEC filing: View on IAPD