Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LIQUID CAPITAL MANAGEMENT LLC

CRD 299577

Los Angeles, CA

Corporate platform

LLC

$287.6M4 advisorsPercentage of AUM; Performance-based feesView
BROADLIGHT CAPITAL MANAGEMENT, LLC

CRD 315015

Greenwich, CT

Corporate platform

LLC

$287.5M4 advisorsPercentage of AUM; Performance-based feesView
MARTIN NELSON & CO., INC.

CRD 2903

Seattle, WA

Corporate platform

Corporation

$287.3M4 advisorsPercentage of AUMView
VALTRION CAPITAL MANAGEMENT, LLC

CRD 318048

Franklin, TN

Corporate platform

LLC

$287.3M6 advisorsPercentage of AUM; Fixed feesView
VALLEY FINANCIAL GROUP

CRD 312254

Ambler, PA

Corporate platform

Corporation

$287.2M5 advisorsPercentage of AUM · Hourly charges +1 moreView
THE GORES GROUP, LLC

CRD 160598

Beverly Hills, CA

Corporate platform

LLC

$287.2M7 advisorsPercentage of AUM · Performance-based fees +1 moreView
RICE FINANCIAL CONSULTING, INC.

CRD 170346

Los Gatos, CA

Corporate platform

Corporation

$287.2M5 advisorsPercentage of AUMView
MCBEATH FINANCIAL GROUP

CRD 167188

Normal, IL

Corporate platform

Corporation

$287.0M8 advisorsPercentage of AUM · Hourly charges +1 moreView
PATHWAYS WEALTH MANAGEMENT, INC.

CRD 154125

CA

Corporate platform

Corporation

$287.0M3 advisorsPercentage of AUMView
GAP ASSET MANAGEMENT, LLC

CRD 309925

South Bend, IN

Corporate platform

LLC

$287.0M13 advisorsPercentage of AUM · Performance-based fees +1 moreView
LYNX CAPITAL GROUP LTD

CRD 120459

CA

Corporate platform

Corporation

$286.9M2 advisorsPercentage of AUM · Fixed fees +1 moreView
WESTBECK CAPITAL MANAGEMENT LLP

CRD 324606

London, England

Corporate platform

LLP

$286.7M2 advisorsPercentage of AUM; Performance-based feesView
SKYVIEW FINANCIAL GROUP, LLC

CRD 310581

Ponte Vedra Beach, FL

Corporate platform

LLC

$286.6M2 advisorsPercentage of AUM; Fixed feesView
OTTO & ASSOCIATES, INC.

CRD 109493

Norwich, VT

Corporate platform

Corporation

$286.6M3 advisorsPercentage of AUM; Hourly chargesView
J.F. WILLIAMS CO., INC.

CRD 113569

Denver, CO

Corporate platform

Corporation

$286.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
THE FOUNDATION INVESTMENT GROUP

CRD 318369

Lafayette, CA

Corporate platform

LLC

$286.5M4 advisorsPercentage of AUM; Fixed feesView
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CRD 326421

Clearwater, FL

Corporate platform

LLC

$286.1M3 advisorsPercentage of AUMView
LOTUSGROUP ADVISORS

CRD 143379

Denver, CO

Advisory firm

LLC

$286.0M7 advisorsPercentage of AUM; FLAT FEES FOR VALUATION OPINION AND FINANCIAL PLANNING SERVICESView
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC

CRD 336187

Reno, NV

Corporate platform

LLC

$285.8M3 advisorsPercentage of AUMView
FINANCIAL FORUM, INC.

CRD 307740

Spokane, WA

Corporate platform

Corporation

$285.8M4 advisorsPercentage of AUM; Hourly chargesView
RIVERCREST CAPITAL MANAGEMENT LLC

CRD 284911

Fort Worth, TX

Corporate platform

LLC

$285.7M11 advisorsPercentage of AUM; Performance-based feesView
OMNISTAR FINANCIAL GROUP, INC.

CRD 138515

Wilmington, NC

Corporate platform

Corporation

$285.7M5 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRITY WEALTH ADVISORS, INC.

CRD 281708

Ventura, CA

Corporate platform

Corporation

$285.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THE PALMER KNIGHT COMPANY

CRD 112983

Jacksonville, FL

Corporate platform

Corporation

$285.4M2 advisorsPercentage of AUMView
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