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OTTO & ASSOCIATES, INC.
CRD 109493 · SEC 801-58024
16 BEAVER MEADOW ROAD, NORWICH, VT, 05055, United States
Phone
802-649-1946
Fax
914-232-5378
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$286.6M
Discretionary AUM
$286.6M
Team
6 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 76 | $44.1M |
| High net worth individuals | 76 | $242.4M |
States served
VT, CA, MA, NY, NC, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD