Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
VICTORIA CAPITAL MANAGEMENT, INC.

CRD 107665

Charleston, SC

Corporate platform

Corporation

$305.5M3 advisorsPercentage of AUMView
RETIREMENT CAPITAL STRATEGIES, INC.

CRD 139009

San Jose, CA

Corporate platform

Corporation

$305.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KACHKOVSKY & FISHER, INC.

CRD 117811

San Diego, CA

Corporate platform

Corporation

$305.1M3 advisorsPercentage of AUM · Hourly charges +1 moreView
YON DRAKE & ASSOCIATES INC

CRD 111491

Columbia, SC

Corporate platform

Corporation

$304.7M2 advisorsPercentage of AUMView
FUTURE FINANCES INC

CRD 105190

Columbus, OH

Corporate platform

Corporation

$304.6M2 advisorsPercentage of AUM; Fixed feesView
SIMS INVESTMENT MANAGEMENT LLC

CRD 169491

Cincinnati, OH

Corporate platform

LLC

$304.6M6 advisorsPercentage of AUM · Hourly charges +1 moreView
HERGENROEDER FINANCIAL ADVISORS, INC.

CRD 121278

Timonium, MD

Corporate platform

Corporation

$304.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTHERN CAPITAL RETIREMENT SERVICES, INC.

CRD 163327

Spokane, WA

Corporate platform

Corporation

$304.2M8 advisorsPercentage of AUMView
OAKWOOD CAPITAL, INC.

CRD 112399

St.. Louis Park, MN

Corporate platform

Corporation

$304.2M18 advisorsPercentage of AUM · Hourly charges +2 moreView
PROFESSIONAL FINANCIAL MANAGEMENT, INC.

CRD 118117

Bozeman, MT

Corporate platform

Corporation

$304.1M2 advisorsPercentage of AUM; Hourly chargesView
COLTRANE ASSET MANAGEMENT, L.P.

CRD 165131

New York, NY

Corporate platform

LP

$304.0M5 advisorsPercentage of AUM · Performance-based fees +1 moreView
PROVIDER FINANCIAL, INC.

CRD 168964

Indianapolis, IN

Corporate platform

Corporation

$304.0M2 advisorsPercentage of AUM; Hourly chargesView
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD 144069

Newport Beach, CA

Corporate platform

LLC

$303.9M15 advisorsPercentage of AUM · Hourly charges +1 moreView
GBC INVESTMENT GROUP

CRD 308511

FL

Corporate platform

LLC

$303.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KEY GROUP MANAGEMENT, INC.

CRD 146054

Fountain Hills, AZ

Corporate platform

Corporation

$303.8M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

CRD 32338

Hagatna, AZ

Corporate platform

Corporation

$303.5M4 advisorsPercentage of AUMView
CAMPBELL CAPITAL MANAGEMENT INC

CRD 106130

Miami, FL

Corporate platform

Corporation

$303.3M1 advisorsPercentage of AUMView
INTEGRATED FINANCIAL SOLUTIONS, INC.

CRD 112038

Reston, VA

Corporate platform

Corporation

$303.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ABBOT FINANCIAL MANAGEMENT, INC

CRD 111040

Andover, MA

Corporate platform

Corporation

$303.0M3 advisorsPercentage of AUM; Fixed feesView
ALBANYADVISOR GROUP LLC

CRD 316226

Albany, NY

Corporate platform

LLC

$302.8M6 advisorsPercentage of AUM; Fixed feesView
BREAKWATER INVESTMENT MANAGEMENT

CRD 150841

Seattle, WA

Corporate platform

LLC

$302.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ALETHEA CAPITAL MANAGEMENT, LLC

CRD 156500

CA

Corporate platform

LLC

$302.6M1 advisorsPercentage of AUM; Performance-based feesView
MACK INVESTMENT SECURITIES, INC.

CRD 17643

Northfield, IL

Corporate platform

Corporation

$302.6M8 advisorsPercentage of AUM · Hourly charges +2 moreView
ACCESS FINANCIAL GROUP, INC.

CRD 33065

Chicago, IL

Corporate platform

Corporation

$302.3M5 advisorsPercentage of AUMView
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