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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BROOKS, MOORE & ASSOCIATES, INC.

CRD 105716

Chattanooga, TN

Corporate platform

Corporation

$348.9M3 advisorsPercentage of AUM; Fixed feesView
FACTOR INVESTING GROUP

CRD 315131

Westborough, MA

Corporate platform

Corporation

$348.8M4 advisorsPercentage of AUMView
EGI FINANCIAL, INC.

CRD 120607

Akron, OH

Corporate platform

Corporation

$348.7M8 advisorsPercentage of AUM; Hourly chargesView
TRILL IMPACT ADVISORY INC.

CRD 328179

New York, NY

Corporate platform

Corporation

$348.2M4 advisorsSEE MISC. SECTION ON SCHEDULE D.View
ELLIOTT COVE CAPITAL MANAGEMENT

CRD 123636

Seattle, WA

Corporate platform

LLC

$348.2M4 advisorsPercentage of AUMView
WAFD WEALTH, INC

CRD 337346

Seattle, WA

Corporate platform

Corporation

$348.1M7 advisorsPercentage of AUM; Fixed feesView
AMERICAN RETIREMENT PLANNING GROUP INC

CRD 108300

Las Vegas, NV

Corporate platform

Corporation

$348.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
UNITED FINANCIAL PLANNING GROUP LLC

CRD 149843

Hauppauge, NY

Corporate platform

LLC

$347.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
RIGHT SIDE CAPITAL MANAGEMENT, LLC

CRD 166062

San Francisco, CA

Corporate platform

LLC

$346.7M3 advisorsPercentage of AUM; Performance-based feesView
ANGELLIST ASSET MANAGEMENT, LLC

CRD 330361

Seattle, WA

Corporate platform

LLC

$346.5M6 advisorsPercentage of AUM; Performance-based feesView
GEBHARDT GROUP, INC

CRD 142903

Lafayette, CA

Corporate platform

Corporation

$346.4M3 advisorsPercentage of AUM · Hourly charges +2 moreView
GBM WEALTH MANAGEMENT, INC.

CRD 145049

Houston, TX

Corporate platform

Corporation

$346.4M8 advisorsPercentage of AUMView
BRIGHTLINE CAPITAL MANAGEMENT, LLC

CRD 161661

Miami, FL

Corporate platform

LLC

$346.4M4 advisorsPercentage of AUM; Performance-based feesView
GREAT ELM CAPITAL MANAGEMENT, LLC

CRD 284304

Palm Beach Gardens, FL

Corporate platform

LLC

$346.1M6 advisorsPercentage of AUM · Performance-based fees +1 moreView
BIP CAPITAL MANAGEMENT SERVICES, LLC

CRD 300757

Atlanta, GA

Corporate platform

LLC

$345.3M3 advisorsPercentage of AUM; Performance-based feesView
FORTRESS PLANNING GROUP

CRD 157900

Pewaukee, WI

Corporate platform

LLC

$345.3M5 advisorsPercentage of AUMView
HICKS CAPITAL MANAGEMENT, LLC

CRD 158609

Columbus, OH

Corporate platform

LLC

$344.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
INTRINSIC WEALTH COUNSEL, INC.

CRD 105022

Tempe, AZ

Corporate platform

Corporation

$344.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
NEPSIS, INC.

CRD 141203

Minneapolis, MN

Corporate platform

Corporation

$344.5M18 advisorsPercentage of AUM · Hourly charges +3 moreView
GUINNESS ATKINSON ASSET MANAGEMENT, INC.

CRD 124465

Pasadena, CA

Corporate platform

Corporation

$344.4M24 advisorsPercentage of AUMView
PROSPERA CAPITAL MANAGEMENT, LLC

CRD 330390

AZ

Corporate platform

LLC

$343.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THE CLARK GROUP ASSET MANAGEMENT

CRD 164405

Dana Point, CA

Corporate platform

Corporation

$343.9M3 advisorsPercentage of AUM; Fixed feesView
BOURNE LENT ASSET MANAGAMENT, INC.

CRD 111114

Pawling, NY

Corporate platform

Corporation

$343.9M3 advisorsPercentage of AUMView
CAMBRIAN CAPITAL MANAGEMENT, L.L.C.

CRD 324623

Newtown Square, PA

Corporate platform

LLC

$343.8M5 advisorsPercentage of AUM · Performance-based fees +1 moreView
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