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BROOKS, MOORE & ASSOCIATES, INC.
CRD 105716 · SEC 801-26708
3905 SAINT ELMO AVENUE, CHATTANOOGA, TN, 37409-1239, United States
Phone
423-756-8628
Fax
423-265-9436
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$348.9M
Discretionary AUM
$342.4M
Team
5 total employees; 3 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-29
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 70 | $24.2M |
| High net worth individuals | 95 | $282.3M |
| Corporations/business entities | 12 | $35.0M |
States served
AL, GA, TN
All web addresses on file
Official SEC filing: View on IAPD