Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TAGSTONE CAPITAL, INC.

CRD 158864

Charlotte, NC

Corporate platform

Corporation

$368.9M1 advisorsPercentage of AUM; Hourly chargesView
SAGE CAPITAL MANAGEMENT LLC

CRD 108547

CA

Corporate platform

LLC

$368.6M2 advisorsPercentage of AUM; Fixed feesView
PERSIMMON CAPITAL MANAGEMENT

CRD 334563

Blue Bell, PA

Corporate platform

LP

$368.5M2 advisorsPercentage of AUMView
SAXONY CAPITAL MANAGEMENT, LLC

CRD 122692

Saint Louis, MO

Corporate platform

LLC

$367.9M6 employeesPercentage of AUM · Hourly charges +2 moreView
TULL FINANCIAL GROUP, INC.

CRD 112235

Chesapeake, VA

Corporate platform

Corporation

$367.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

CRD 324586

Somers, NY

Corporate platform

Corporation

$367.0M7 advisorsPercentage of AUM · Hourly charges +1 moreView
STRATEGY FINANCIAL GROUP

CRD 164531

Phoenix, AZ

Corporate platform

LLC

$366.7M10 advisorsPercentage of AUM; Hourly chargesView
ODER INVESTMENT MANAGEMENT, LLC

CRD 134506

Woodland Hills, CA

Corporate platform

LLC

$366.7M4 advisorsPercentage of AUM; Fixed feesView
T. ANTON INVESTMENT HOUSE, INC.

CRD 174970

Madison, WI

Corporate platform

Corporation

$366.6M3 advisorsPercentage of AUMView
JACOBS ASSET MANAGEMENT, LLC

CRD 156563

New York, NY

Corporate platform

LLC

$366.4M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
SHIRA RIDGE WEALTH MANAGEMENT

CRD 117627

San Rafael, CA

Corporate platform

Corporation

$366.4M2 advisorsPercentage of AUMView
M. E. ALLISON & CO., INC.

CRD 1047

San Antonio, TX

Corporate platform

Corporation

$366.4M10 advisorsPercentage of AUM · Hourly charges +1 moreView
ROYAL OAK FINANCIAL GROUP

CRD 166391

Worthington, OH

Corporate platform

LLC

$366.0M1 employeesPercentage of AUM; Hourly chargesView
NORTH CAPITAL

CRD 148802

Salt Lake City, UT

Corporate platform

Corporation

$365.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
CHICAGO WEALTH MANAGEMENT, INC.

CRD 112271

Chicago, IL

Corporate platform

Corporation

$365.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
INFLECTION CAPITAL MANAGEMENT, LLC

CRD 333157

San Francisco, CA

Corporate platform

LLC

$365.6M8 advisorsPercentage of AUM; Fixed feesView
INNOVIUS CAPITAL MANAGEMENT, LLC

CRD 311568

San Francisco, CA

Corporate platform

LLC

$365.5M6 advisorsPercentage of AUM; Performance-based feesView
TEALWOOD ASSET MANAGEMENT

CRD 105245

Minneapolis, MN

Corporate platform

Corporation

$365.4M4 advisorsPercentage of AUM; Fixed feesView
BEAUMONT ASSET MANAGEMENT, LLC

CRD 150407

Beaumont, TX

Corporate platform

LLC

$365.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
COLLEGIATE PEAKS ASSET MANAGEMENT, LLC

CRD 322086

Denver, CO

Corporate platform

LLC

$365.1M3 advisorsPercentage of AUM; Performance-based feesView
KONDO WEALTH ADVISORS, INC

CRD 175347

Pasadena, CA

Corporate platform

Corporation

$365.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LUCERNE CAPITAL MANAGEMENT, LP

CRD 111288

Greenwich, CT

Corporate platform

LP

$364.6M4 advisorsPercentage of AUM; Performance-based feesView
FPC INVESTMENT ADVISORY, INC.

CRD 122728

Petaluma, CA

Corporate platform

Corporation

$364.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SEBOLD CAPITAL MANAGEMENT, INC

CRD 122941

Lisle, IL

Corporate platform

Corporation

$364.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
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