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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FAIRHAVEN FINANCIAL ADVISORY CORPORATION

CRD 124266

East Lansing, MI

Corporate platform

Corporation

$377.6M4 advisorsPercentage of AUM · Hourly charges +2 moreView
FAMILY LEGACY, INC.

CRD 110945

Greenville, SC

Corporate platform

Corporation

$377.3M10 advisorsPercentage of AUM; Fixed feesView
NORTHSTAR ADVISORY GROUP, LLC

CRD 306850

Northfield, NJ

Corporate platform

LLC

$377.0M3 advisorsPercentage of AUMView
STRATEGIC PLANNING, INC.

CRD 139648

Columbus, OH

Corporate platform

Corporation

$376.6M1 advisorsPercentage of AUM; Fixed feesView
KLEINFELDER CAPITAL, INC.

CRD 289345

Cincinnati, OH

Corporate platform

Corporation

$376.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
RHODES INVESTMENT ADVISORS, INC.

CRD 114245

Fort Worth, TX

Corporate platform

Corporation

$376.3M9 advisorsPercentage of AUM · Hourly charges +1 moreView
CHRISTY CAPITAL MANAGEMENT, INC.

CRD 149313

Macon, GA

Corporate platform

Corporation

$376.3M11 advisorsPercentage of AUM · Fixed fees +1 moreView
CONCORDE INVESTMENT MANAGEMENT

CRD 105237

Dallas, TX

Corporate platform

Corporation

$376.2M3 advisorsPercentage of AUM; Hourly chargesView
STONECREST WEALTH MANAGEMENT, INC

CRD 311404

Chandler, AZ

Corporate platform

Corporation

$375.8M3 advisorsPercentage of AUM · Hourly charges +2 moreView
FINDELL CAPITAL MANAGEMENT LLC

CRD 307394

New York, NY

Corporate platform

LLC

$375.8M3 advisorsPercentage of AUM; Performance-based feesView
MELKONIAN CAPITAL MANAGEMENT, LLC

CRD 162543

New York, NY

Corporate platform

LLC

$375.5M1 advisorsPercentage of AUM; Performance-based feesView
RETIREMENT PLANNING GROUP, LLC

CRD 310647

Malta, NY

Corporate platform

LLC

$375.4M4 advisorsPercentage of AUMView
JAGUAR GROWTH ASSET MANAGEMENT, LLC

CRD 169571

Miami, FL

Corporate platform

LLC

$375.2M8 advisorsPercentage of AUM; Performance-based feesView
CULTIVAR CAPITAL, INC.

CRD 160145

Denton, TX

Corporate platform

Corporation

$375.1M2 advisorsPercentage of AUMView
BEAR MOUNTAIN CAPITAL INC.

CRD 151151

Seattle, WA

Corporate platform

Corporation

$375.0M5 advisorsPercentage of AUM; Hourly chargesView
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

CRD 169538

Jacksonville, FL

Corporate platform

LLC

$374.8M5 advisorsPercentage of AUM; Fixed feesView
HALE CAPITAL MANAGEMENT, LP

CRD 157220

New York, NY

Corporate platform

LP

$374.6M9 advisorsPercentage of AUM; Performance-based feesView
KM CAPITAL MANAGEMENT, LTD.

CRD 132887

Austin, TX

Corporate platform

LP

$374.4M4 advisorsPercentage of AUM · Fixed fees +1 moreView
THE PITTI GROUP WEALTH MANAGEMENT, LLC

CRD 314685

Victor, NY

Corporate platform

LLC

$374.3M4 advisorsPercentage of AUM · Hourly charges +1 moreView
AURORA PRIVATE WEALTH, INC.

CRD 281604

Totowa, NJ

Corporate platform

Corporation

$374.0M16 advisorsPercentage of AUM · Hourly charges +1 moreView
DEMARS FINANCIAL GROUP LLC

CRD 116257

Spokane Valley, WA

Corporate platform

LLC

$374.0M3 advisorsPercentage of AUM; Hourly chargesView
B.A. ROBERTS FINANCIAL SERVICES, INC.

CRD 289856

Marquette, MI

Corporate platform

Corporation

$373.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DORVAL & CHORNE FINANCIAL ADVISORS

CRD 309512

Maple Grove, MN

Corporate platform

Corporation

$373.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
TONY WALKER FINANCIAL

CRD 145457

Bowling Green, KY

Corporate platform

Corporation

$373.7M4 advisorsPercentage of AUMView
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