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B.A. ROBERTS FINANCIAL SERVICES, INC.
CRD 289856 · SEC 801-112254
989 WEST WASHINGTON STREET, SUITE 101, MARQUETTE, MI, 49855, United States
Phone
(906) 228-5564
Fax
(906) 226-4694
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$373.9M
Discretionary AUM
$346.1M
Team
8 total employees; 3 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersCONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1210 | $85.3M |
| High net worth individuals | 134 | $276.1M |
States served
IL, LA, MI, MN, VA, WI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD