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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CANNON CAPITAL MANAGEMENT, INC.

CRD 144247

Salt Lake City, UT

Corporate platform

Corporation

$386.1M3 advisorsPercentage of AUMView
TAPPALPHA

CRD 327980

WA

Corporate platform

Corporation

$386.0M1 advisorsPercentage of AUM; % OF NET POSITIVE OPTIONS INCOME AS SUB-ADVISERView
WILLS FINANCIAL GROUP, LLC

CRD 334431

Richmond, VA

Corporate platform

LLC

$385.7M4 advisorsPercentage of AUM; Hourly chargesView
ALDEN INVESTMENT GROUP

CRD 317077

Wayne, PA

Corporate platform

LLC

$385.7M38 advisorsPercentage of AUM; Fixed feesView
RANCH CAPITAL ADVISORS INC.

CRD 300966

Sarasota, FL

Corporate platform

Corporation

$385.5M7 advisorsPercentage of AUM · Hourly charges +2 moreView
ELEVATE WEALTH ADVISORY, INC.

CRD 149713

Athens, GA

Corporate platform

Corporation

$385.5M10 advisorsPercentage of AUM · Hourly charges +1 moreView
REALTA INVESTMENT ADVISORS, INC

CRD 134952

Wilmington, DE

Corporate platform

Corporation

$385.4M54 advisorsPercentage of AUM · Hourly charges +1 moreView
WEALTH MANAGEMENT RESOURCES, INC.

CRD 45452

Smithfield, RI

Corporate platform

Corporation

$385.2M6 advisorsPercentage of AUM · Hourly charges +2 moreView
CAIRN INVESTMENT GROUP

CRD 143601

Vancouver, WA

Corporate platform

Corporation

$385.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
PSI CAPITAL MANAGEMENT

CRD 117105

Lancaster, PA

Corporate platform

Corporation

$384.8M7 advisorsPercentage of AUM · Hourly charges +1 moreView
PACIFIC ASSET MANAGEMENT, LLC

CRD 115157

Gig Harbor, WA

Corporate platform

LLC

$384.8M5 advisorsPercentage of AUMView
AGVICTUS CAPITAL MANAGEMENT LLC

CRD 307047

Alpharetta, GA

Corporate platform

LLC

$384.7M3 advisorsPercentage of AUM; Performance-based feesView
LASALLE DEBT INVESTORS, INC.

CRD 158422

Los Angeles, CA

Corporate platform

Corporation

$384.7M14 advisorsPercentage of AUM; Performance-based feesView
NOMURA CAPITAL MANAGEMENT LLC

CRD 324417

New York, NY

Corporate platform

LLC

$384.1M10 advisorsPercentage of AUM; Performance-based feesView
CHALKSTREAM CAPITAL GROUP, L.P.

CRD 153734

NY

Corporate platform

LP

$384.0M1 advisorsPercentage of AUM; Performance-based feesView
ATLANTIC INVESTMENT MANAGEMENT, INC

CRD 137698

New York, NY

Corporate platform

Corporation

$384.0M4 advisorsPercentage of AUM; Performance-based feesView
PARAGON FINANCIAL SERVICES

CRD 164832

Richmond, VA

Corporate platform

Corporation

$383.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
SPARTAN PLANNING GROUP

CRD 166599

Greensboro, NC

Corporate platform

LLC

$383.7M4 advisorsPercentage of AUM; Fixed feesView
ARCADIA WEALTH MANAGEMENT

CRD 165504

Smithtown, NY

Corporate platform

Corporation

$383.6M3 advisorsPercentage of AUM; Hourly chargesView
VOLT INVESTMENT HOLDINGS LLC

CRD 306923

Brooklyn, NY

Corporate platform

LLC

$383.5M4 advisorsFixed fees; Performance-based feesView
CASCADES CAPITAL ASSET MANAGEMENT, LLC

CRD 167102

Greensboro, NC

Corporate platform

LLC

$383.3M3 advisorsPercentage of AUMView
KEATING INVESTMENT COUNSELORS INC

CRD 110134

Delray Beach, FL

Corporate platform

Corporation

$383.1M2 advisorsPercentage of AUM; Hourly chargesView
CAPITAL MANAGEMENT LLC

CRD 109416

Greensboro, NC

Corporate platform

LLC

$383.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

CRD 165145

Buffalo, MN

Corporate platform

Corporation

$382.9M9 advisorsPercentage of AUM; Fixed feesView
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