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DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

CRD 165145 · SEC 801-93169

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103 MARTY DRIVE, SUITE 101, BUFFALO, MN, 55313, United States

Phone

763-682-4014

Fax

763-682-4461

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$382.9M

Discretionary AUM

$380.6M

Team

9 total employees; 9 advisory reps

Clients

1-10

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-02-25

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals989$198.0M
High net worth individuals80$184.9M

States served

CA, CO, MN, WI, TX, FL

All web addresses on file

Official SEC filing: View on IAPD