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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SANDLER CAPITAL MANAGEMENT

CRD 109856

New York, NY

Corporate platform

Partnership

$395.0M11 advisorsPercentage of AUM; Performance-based feesView
GENERATIONAL WEALTH, INC.

CRD 281330

Zeeland, MI

Corporate platform

Corporation

$394.8M8 advisorsPercentage of AUM · Hourly charges +2 moreView
CARGILE INVESTMENT MANAGEMENT

CRD 116982

Midland, TX

Corporate platform

Corporation

$394.6M1 advisorsPercentage of AUMView
VALUE PARTNERS LIMITED

CRD 143177

Hong Kong

Corporate platform

Corporation

$394.5M25 advisorsPercentage of AUM · Performance-based fees +1 moreView
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

CRD 108705

Warwick, RI

Corporate platform

Corporation

$394.4M3 advisorsPercentage of AUM · Hourly charges +2 moreView
SIGNET INVESTMENT ADVISORY GROUP, INC.

CRD 123910

Providence, RI

Corporate platform

Corporation

$394.1M4 advisorsPercentage of AUMView
ELIZABETH PARK CAPITAL MANAGEMENT, LTD

CRD 158416

Pepper Pike, OH

Corporate platform

LLC

$393.9M10 advisorsPercentage of AUM; Performance-based feesView
ARSENAL VENTURE PARTNERS

CRD 160426

Winter Park, FL

Corporate platform

Corporation

$393.8M3 advisorsPercentage of AUM · Performance-based fees +1 moreView
VIRGINIA WEALTH MANAGEMENT GROUP, INC.

CRD 311248

Virginia Beach, VA

Corporate platform

Corporation

$393.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
BELLEVUE ASSET MANAGEMENT, LLC

CRD 129194

Bellevue, WA

Corporate platform

LLC

$393.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

CRD 160657

Rancho Santa Fe, CA

Corporate platform

LLC

$393.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
KEY CAPITAL MANAGEMENT, INC.

CRD 173773

Hendersonville, TN

Corporate platform

Corporation

$393.0M9 advisorsPercentage of AUMView
BENTLEY FINANCIAL GROUP

CRD 172474

Downers Grove, IL

Corporate platform

Corporation

$392.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DUNNAVAN & CO.

CRD 109058

Minneapolis, MN

Corporate platform

Corporation

$392.7M4 advisorsPercentage of AUMView
APEX INVESTMENTS MANAGEMENT, S.A.

CRD 323044

Guatemala City

Corporate platform

Corporation

$392.5M7 advisorsPercentage of AUM; Performance-based feesView
DARROW WEALTH MANAGEMENT

CRD 105679

Needham, MA

Corporate platform

Corporation

$392.4M3 advisorsPercentage of AUM; Fixed feesView
EASTOVER CAPITAL MANAGEMENT

CRD 150821

Charlotte, NC

Corporate platform

LLC

$392.3M3 advisorsPercentage of AUMView
S&A FINANCIAL SERVICES, INC.

CRD 110471

Overland Park, KS

Corporate platform

Corporation

$392.3M3 advisorsPercentage of AUM; Hourly chargesView
CARMEL CAPITAL MANAGEMENT L.L.C.

CRD 120675

Carmel, CA

Corporate platform

LLC

$392.0M6 advisorsPercentage of AUM; CONSULTING FEESView
SGL INVESTMENT ADVISORS, INC.

CRD 145167

Missoula, MT

Corporate platform

Corporation

$391.6M6 advisorsPercentage of AUMView
MOON CAPITAL MANAGEMENT, LLC

CRD 107612

Knoxville, TN

Corporate platform

LLC

$391.5M3 advisorsPercentage of AUM; Fixed feesView
EQUITA FINANCIAL NETWORK, INC.

CRD 277031

Fort Washington, PA

Corporate platform

Corporation

$391.0M15 advisorsPercentage of AUM · Hourly charges +1 moreView
ASTRA ASSET MANAGEMENT UK LIMITED

CRD 167413

London

Corporate platform

Other (specify)

$390.7M11 advisorsPerformance-based fees; MANAGEMENT FEE, COLLATERAL ADMINISTRATION FEEView
HAROLD DAVIDSON & ASSOCIATES, INC

CRD 110994

Los Angeles, CA

Corporate platform

Corporation

$390.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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