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S&A FINANCIAL SERVICES, INC.
CRD 110471 · SEC 801-57170
8655 COLLEGE BLVD., SUITE 100, OVERLAND PARK, KS, 66210-1835, United States
Phone
913-362-2712
Fax
913-362-2799
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$392.3M
Discretionary AUM
$361.1M
Team
7 total employees; 3 advisory reps; 351 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1076 | $186.1M |
| High net worth individuals | 84 | $163.3M |
| Pension/profit sharing plans | 14 | $31.2M |
| Corporations/business entities | 9 | $11.7M |
States served
AZ, CA, GA, KS, NE, NJ, OK, VA, WI, MO, TX, NH
All web addresses on file
- HTTPS://WWW.FACEBOOK.COM/S-A-FINANCIAL-SERVICES-INC-393353120737327/
- https://www.facebook.com/RichardsFinancial/
- https://www.safinancialservices.com/
- https://www.richards-financial.com/
- https://www.linkedin.com/in/gregshepardsafinancial/
- https://www.linkedin.com/company/79929718/admin/dashboard/
- https://www.youtube.com/@TIAAsimplified
Official SEC filing: View on IAPD