Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HURLEY FINANCIAL GROUP, INC.

CRD 108983

Corvallis, OR

Corporate platform

Corporation

$406.5M2 advisorsPercentage of AUM · Hourly charges +2 moreView
GUERRA WEALTH ADVISORS

CRD 282409

Miami, FL

Corporate platform

Corporation

$406.2M9 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTHLAND ASSET MANAGEMENT

CRD 40258

Minneapolis, MN

Corporate platform

Corporation

$405.5M22 advisorsPercentage of AUM · Hourly charges +2 moreView
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.

CRD 158511

San Francisco, CA

Corporate platform

LP

$405.4M9 advisorsPercentage of AUM; Performance-based feesView
GOODHAVEN CAPITAL MANAGEMENT

CRD 156032

Millburn, NJ

Corporate platform

LLC

$405.3M2 advisorsPercentage of AUM; Performance-based feesView
FOCUSGROWTH ASSET MANAGEMENT, LP

CRD 309245

New York, NY

Corporate platform

LP

$405.1M5 advisorsPercentage of AUM; Performance-based feesView
CORE WEALTH MANAGEMENT, INC.

CRD 162870

Jupiter, FL

Corporate platform

Corporation

$404.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CRE VENTURE CAPITAL, INC.

CRD 317875

Mahwah, NJ

Corporate platform

Corporation

$404.6M5 advisorsFixed fees; Performance-based feesView
S HARRIS FINANCIAL GROUP, LLC

CRD 151899

San Antonio, TX

Corporate platform

LLC

$404.4M6 advisorsPercentage of AUM · Hourly charges +1 moreView
DUPREE FINANCIAL GROUP, LLC

CRD 131091

Lexington, KY

Corporate platform

LLC

$404.4M6 advisorsPercentage of AUMView
AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD 306618

New Albany, IN

Corporate platform

LLC

$404.1M6 advisorsPercentage of AUM · Hourly charges +1 moreView
MAINSAIL FINANCIAL GROUP

CRD 317970

Bellevue, WA

Corporate platform

LLC

$403.9M6 advisorsPercentage of AUM; Fixed feesView
ALEXANDER RANDOLPH ADVISORY INC

CRD 106024

Mclean, VA

Corporate platform

Corporation

$403.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
TILIA FIDUCIARY PARTNERS, INC.

CRD 157852

Wilmington, NC

Corporate platform

Corporation

$403.7M6 advisorsPercentage of AUM · Hourly charges +1 moreView
FORUM PRIVATE CLIENT GROUP

CRD 143075

Fishers, IN

Corporate platform

LLC

$403.3M7 advisorsPercentage of AUM · Hourly charges +2 moreView
LCM CAPITAL MANAGEMENT INC

CRD 111074

Chicago, IL

Corporate platform

Corporation

$403.0M8 advisorsPercentage of AUM; Fixed feesView
RATIONAL INVESTMENT MANAGEMENT, LLC

CRD 163057

CA

Corporate platform

LLC

$402.6M2 advisorsPercentage of AUMView
BCI SECURITIES, INC.

CRD 168047

Miami, FL

Corporate platform

Corporation

$402.2M39 advisorsPercentage of AUM; Fixed feesView
O'NEIL GLOBAL ADVISORS, INC.

CRD 308150

Los Angeles, CA

Corporate platform

Corporation

$401.9M8 advisorsPercentage of AUM; Performance-based feesView
AS AVARON ASSET MANAGEMENT

CRD 282350

Tallinn

Corporate platform

LLC

$401.9M11 advisorsPercentage of AUM; Performance-based feesView
HELM CAPITAL MANAGEMENT

CRD 123174

Seattle, WA

Corporate platform

LLC

$400.8M1 advisorsPercentage of AUM; Fixed feesView
NOBLE WEALTH MANAGEMENT P.B.C.

CRD 322607

Greenwood Village, CO

Corporate platform

Corporation

$400.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
BURNS MATTESON CAPITAL MANAGEMENT, LLC

CRD 118315

Corning, NY

Corporate platform

LLC

$400.4M5 advisorsPercentage of AUM · Hourly charges +1 moreView
GOLDEN SPARK INSIGHTS

CRD 339382

Fairfax, VA

Corporate platform

Corporation

$400.0M1 advisorsPercentage of AUM · Subscription fees +1 moreView
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