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NORTHLAND ASSET MANAGEMENT

NORTHLAND SECURITIES, INC.

CRD 40258 · SEC 801-96329

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150 SOUTH 5TH STREET, SUITE 3300, MINNEAPOLIS, MN, 55402, United States

Phone

800-851-2920

Fax

612-851-5951

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$405.5M

Discretionary AUM

$387.3M

Team

22 total employees; 22 advisory reps; 101 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees; NEGOTIATED

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisersRESEARCH SERVICES

Client types

TypeClientsAUM
Individuals391$79.2M
High net worth individuals484$319.3M

States served

VT, AZ, CA, CO, GA, IL, IA, KS, MN, NM, NY, NC, OH, TN, VA, WI, MO, WA, TX, FL, SD

All web addresses on file

Official SEC filing: View on IAPD