Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MCCOLLUM CHRISTOFERSON GROUP, LLC

CRD 268812

Amherst, NY

Corporate platform

LLC

$415.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC

CRD 290062

Sherman Oaks, CA

Corporate platform

LLC

$415.5M3 advisorsPercentage of AUMView
BROADCREST ASSET MANAGEMENT, LLC

CRD 287590

Winter Park, FL

Corporate platform

LLC

$415.5M7 advisorsPercentage of AUM; Performance-based feesView
GOODMAN ADVISORY GROUP, LLC

CRD 285637

Needham, MA

Corporate platform

LLC

$415.5M6 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

CRD 171971

Pasadena, CA

Corporate platform

Corporation

$415.5M6 advisorsPercentage of AUM; Performance-based feesView
NORTHEAST PLANNING ASSOCIATES, INC.

CRD 131406

Bedford, NH

Corporate platform

Corporation

$414.0M69 advisorsPercentage of AUM · Hourly charges +1 moreView
MOKOSAK ADVISORY GROUP, LLC

CRD 287538

Urbandale, IA

Corporate platform

LLC

$413.9M4 advisorsPercentage of AUMView
OAK ASSET MANAGEMENT, LLC

CRD 287856

Westlake Village, CA

Corporate platform

LLC

$413.8M4 advisorsPercentage of AUMView
CLEARWELL GROUP

CRD 306186

Tampa, FL

Corporate platform

LLC

$413.5M6 advisorsPercentage of AUM · Fixed fees +1 moreView
NORTHBRIDGE FINANCIAL GROUP, LLC

CRD 310394

Tampa, FL

Corporate platform

LLC

$413.1M7 advisorsPercentage of AUM · Hourly charges +1 moreView
SWS CAPITAL MANAGEMENT, LLC

CRD 119043

New York, NY

Corporate platform

LLC

$413.1M4 advisorsPercentage of AUMView
ALTAMONT CAPITAL MANAGEMENT

CRD 118979

Asheville, NC

Corporate platform

LLC

$412.3M2 advisorsPercentage of AUM; Hourly chargesView
KERBEROS CAPITAL MANAGEMENT LLC

CRD 315699

Chicago, IL

Corporate platform

LLC

$412.2M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
LAKESIDE ADVISORS INC

CRD 104540

Seattle, WA

Corporate platform

Corporation

$412.2M4 advisorsPercentage of AUM · Hourly charges +1 moreView
PETIX & BOTTE FINANCIAL

CRD 170020

La Mesa, CA

Corporate platform

Corporation

$411.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
AURELIUS CAPITAL MANAGEMENT, LP

CRD 157325

New York, NY

Corporate platform

LP

$411.9M6 advisorsPercentage of AUM; Performance-based feesView
CURBSTONE FINANCIAL MANAGEMENT CORP.

CRD 13348

Manchester, NH

Corporate platform

Corporation

$411.7M6 advisorsPercentage of AUMView
GRANDVIEW ASSET MANAGEMENT LLC

CRD 172357

Harrisburg, PA

Corporate platform

LLC

$411.7M4 advisorsPercentage of AUM; Fixed feesView
HALL CAPITAL MANAGEMENT COMPANY, INC.

CRD 108141

Barrington, RI

Corporate platform

Corporation

$411.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
YAKIRA CAPITAL MANAGEMENT, INC.

CRD 159398

Westport, CT

Corporate platform

Corporation

$411.6M3 advisorsPercentage of AUM; Performance-based feesView
EVEREST PRIVATE WEALTH

CRD 142945

Cupertino, CA

Corporate platform

Corporation

$410.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ACCESS FINANCIAL RESOURCES INC.

CRD 109495

Oklahoma City, OK

Corporate platform

Corporation

$410.6M7 advisorsPercentage of AUM · Hourly charges +1 moreView
BLUE SQUARE ASSET MANAGEMENT, LLC

CRD 296802

New York, NY

Corporate platform

LLC

$410.3M6 advisorsPercentage of AUM · Fixed fees +1 moreView
PAVAKI CAPITAL MANAGEMENT, LLC

CRD 316395

CO

Corporate platform

LLC

$410.1M2 advisorsPerformance-based feesView
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