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FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD 171971 · SEC 801-15260
200 SOUTH LOS ROBLES AVE., SUITE 620, PASADENA, CA, 91101, United States
Phone
626-796-6622
Fax
626-796-8990
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$415.5M
Discretionary AUM
$415.5M
Team
9 total employees; 6 advisory reps; 284 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-05-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 73 | $24.4M |
| High net worth individuals | 202 | $305.7M |
| Pooled investment vehicles | 2 | $55.7M |
| Pension/profit sharing plans | 4 | $8.8M |
| Corporations/business entities | 5 | $20.9M |
States served
AZ, CA, CO, DE, DC, GA, IL, KY, MD, MA, MI, MN, NV, NJ, NY, NC, OH, OR, PA, SC, TN, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD