Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CAPE INVESTMENT ADVISORY, INC.

CRD 146384

Mcdonough, GA

Corporate platform

Corporation

$473.7M28 advisorsPercentage of AUMView
TOWLE & CO

CRD 110862

Denver, CO

Corporate platform

Corporation

$473.7M4 advisorsPercentage of AUM; Performance-based feesView
BLUE WATER WEALTH

CRD 164432

Portland, OR

Corporate platform

Corporation

$472.8M12 advisorsPercentage of AUM; Fixed feesView
LIGHTHOUSE FINANCIAL SERVICES INC

CRD 110367

Brea, CA

Corporate platform

Corporation

$472.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
STRAIGHT PATH WEALTH MANAGEMENT

CRD 148897

Jenison, MI

Corporate platform

Corporation

$472.5M10 advisorsPercentage of AUM; Hourly chargesView
CABANA ASSET MANAGEMENT

CRD 151418

Fayetteville, AR

Corporate platform

LLC

$471.8M5 advisorsPercentage of AUMView
BIRINYI ASSOCIATES, INC.

CRD 107169

Westport, CT

Corporate platform

Corporation

$471.7M3 advisorsPercentage of AUM · Hourly charges +2 moreView
THE STERLING GROUP

CRD 111782

Pasadena, CA

Corporate platform

LLC

$471.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ILLUMINATION WEALTH MANAGEMENT

CRD 149576

San Diego, CA

Corporate platform

Corporation

$471.1M9 advisorsPercentage of AUM; Fixed feesView
ATYANT CAPITAL MANAGEMENT LTD

CRD 165518

Port-Louis, FL

Corporate platform

Corporation

$470.2M7 employeesPercentage of AUM; Performance-based feesView
BCS PRIVATE WEALTH MANAGEMENT

CRD 174761

Rumson, NJ

Corporate platform

Corporation

$469.7M4 advisorsPercentage of AUM; Hourly chargesView
TAYLOR HOFFMAN CAPITAL MANAGEMENT

CRD 309329

Richmond, VA

Corporate platform

LLC

$469.5M4 advisorsPercentage of AUM · Hourly charges +2 moreView
ARCATAUR CAPITAL MANAGEMENT LLC

CRD 124663

Milwaukee, WI

Corporate platform

LLC

$469.5M7 advisorsPercentage of AUMView
KINGSBRIDGE WEALTH MANAGEMENT, INC.

CRD 165560

Las Vegas, NV

Corporate platform

Corporation

$469.3M4 advisorsPercentage of AUM; PROJECT ADMINISTRATION FEESView
LAKESHORE FINANCIAL PLANNING INC.

CRD 299129

Saint Clair Shores, MI

Corporate platform

Corporation

$469.3M3 advisorsPercentage of AUMView
SPEECE THORSON CAPITAL GROUP INC

CRD 106052

Minnetonka, MN

Corporate platform

Corporation

$469.0M4 advisorsPercentage of AUMView
CHESAPEAKE ASSET MANAGEMENT LLC

CRD 108994

New York, NY

Corporate platform

LLC

$468.8M5 advisorsPercentage of AUM · Fixed fees +1 moreView
CAPCO ASSET MANAGEMENT, LLC

CRD 141325

Tampa, FL

Corporate platform

LLC

$468.6M5 advisorsPercentage of AUM; Performance-based feesView
PEMBROOK CAPITAL MANAGEMENT LLC

CRD 161420

New York, NY

Corporate platform

LLC

$468.5M10 advisorsPercentage of AUM · Performance-based fees +1 moreView
BROWN FINANCIAL ADVISORY

CRD 155548

Fairhope, AL

Corporate platform

Corporation

$468.2M6 advisorsPercentage of AUM · Hourly charges +1 moreView
FORTITUDE ADVISORY GROUP L.L.C.

CRD 116083

Gig Harbor, WA

Corporate platform

LLC

$467.5M15 advisorsPercentage of AUM · Hourly charges +2 moreView
NORTH BRANCH CAPITAL MANAGEMENT, L.P.

CRD 307344

Oak Brook, IL

Corporate platform

LP

$467.5M8 advisorsPercentage of AUM; Performance-based feesView
YUKON WEALTH MANAGEMENT, INC.

CRD 109413

Overland Park, KS

Corporate platform

Corporation

$467.4M2 advisorsPercentage of AUM; CONSULTINGView
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

CRD 194515

Bar Harbor, ME

Corporate platform

Corporation

$466.9M11 advisorsPercentage of AUM; Fixed feesView
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