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CAPE INVESTMENT ADVISORY, INC.
CRD 146384 · SEC 801-71349
1600 PENNSYLVANIA AVE., MCDONOUGH, GA, 30253, United States
Phone
678-583-1120
Fax
678-583-1258
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$473.7M
Discretionary AUM
$466.2M
Team
34 total employees; 28 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 895 | $180.2M |
| High net worth individuals | 107 | $277.5M |
| Corporations/business entities | 11 | $11.0M |
States served
AL, AZ, AR, CA, CO, DE, DC, GA, IN, LA, MD, MA, MI, MN, MS, MT, NV, NJ, NM, NY, NC, ND, OH, OK, PA, RI, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, HI, CT, FL
All web addresses on file
- https://www.glacierwealthmanagement.com/
- https://www.gpdietzfinancial.com/
- https://www.linkedin.com/company/cape-securities-inc
- https://www.retirementandwealthstrategies.com/
- https://www.keepingyouretired.com/
- https://usvetwealth.com/
- HTTP://WWW.CAPESECURITIES.COM
- https://www.facebook.com/Cape-Securities-Inc-774265805922601/
- https://www.accg.org/
- https://www.geba.com/
- https://sequoiaadvisoryservices.com/
- HTTP://WWW.CAPEINVESTMENTADVISORY.COM
- https://www.blfgonline.com/
- https://www.sarasotafinancial.com/
Official SEC filing: View on IAPD