Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ANDREW GARRETT, INC.

CRD 29931

New York, NY

Corporate platform

Corporation

$521.3M10 advisorsPercentage of AUM · Hourly charges +1 moreView
BENIN MANAGEMENT CORP

CRD 110988

CA

Corporate platform

Corporation

$521.0M2 advisorsPercentage of AUM · Fixed fees +1 moreView
KINGDOM FINANCIAL GROUP, LLC

CRD 155676

Peoria, AZ

Corporate platform

LLC

$520.9M17 advisorsPercentage of AUM · Hourly charges +1 moreView
PAUL CAPITAL

CRD 121168

San Francisco, CA

Corporate platform

Corporation

$520.9M7 advisorsPercentage of AUM · Performance-based fees +1 moreView
UNCOMMON CENTS INVESTING

CRD 290105

Janesville, WI

Corporate platform

Corporation

$519.6M3 advisorsPercentage of AUM; Hourly chargesView
BROADOAK ASSET MANAGEMENT, LLC

CRD 148901

Bethesda, MD

Corporate platform

LLC

$519.0M9 advisorsPercentage of AUM; Performance-based feesView
NORTHSTAR FINANCIAL COMPANIES, INC.

CRD 119396

Conshohocken, PA

Corporate platform

Corporation

$519.0M5 advisorsPercentage of AUM; Hourly chargesView
MATSON FINANCIAL ADVISORS, INC.

CRD 122480

Danbury, CT

Corporate platform

Corporation

$518.9M5 advisorsPercentage of AUM · Fixed fees +1 moreView
SUMMIT HOUSE CAPITAL MANAGEMENT, LLC

CRD 306823

Dallas, TX

Corporate platform

LLC

$518.7M6 advisorsPercentage of AUM · Fixed fees +1 moreView
BOARDMAN BAY CAPITAL MANAGEMENT LLC

CRD 164577

New York, NY

Corporate platform

LLC

$518.4M3 advisorsPercentage of AUM; PERFORMANCE ALLOCATIONView
INDEPENDENT WEALTH NETWORK, INC.

CRD 286262

Urbandale, IA

Corporate platform

Corporation

$518.4M30 advisorsPercentage of AUM · Hourly charges +1 moreView
HUDSON HILL CAPITAL MANAGEMENT, LLC

CRD 316815

New York, NY

Corporate platform

LLC

$518.1M5 advisorsPerformance-based feesView
PARKSHORE WEALTH MANAGEMENT

CRD 148052

Granite Bay, CA

Corporate platform

Corporation

$517.9M4 advisorsPercentage of AUM · Hourly charges +2 moreView
JZ PARTNERS

CRD 160932

New York, NY

Corporate platform

Corporation

$517.5M17 advisorsPercentage of AUM; Performance-based feesView
ALLIANCE WEALTH MANAGEMENT GROUP, LLC

CRD 169573

Flemington, NJ

Corporate platform

LLC

$517.4M6 advisorsPercentage of AUM · Hourly charges +1 moreView
CHELSEA MANAGEMENT COMPANY

CRD 110399

Woodland Hills, CA

Corporate platform

Corporation

$517.0M3 advisorsPercentage of AUMView
SOWA FINANCIAL GROUP

CRD 107646

Lincoln, RI

Corporate platform

Corporation

$517.0M3 advisorsPercentage of AUM; Fixed feesView
GIFFORD FONG ASSOCIATES

CRD 142917

Lafayette, CA

Corporate platform

Corporation

$517.0M5 advisorsPercentage of AUMView
801 WEST CAPITAL MANAGEMENT, LLC

CRD 168417

Lake Oswego, OR

Corporate platform

LLC

$515.9M4 advisorsPercentage of AUM; Performance-based feesView
PRUDENT INVESTORS

CRD 127284

Lake Forest, CA

Corporate platform

Corporation

$515.8M3 advisorsPercentage of AUM; Hourly chargesView
CID CAPITAL II, INC.

CRD 160776

Carmel, IN

Corporate platform

Corporation

$515.8M12 advisorsPercentage of AUM; CARRIED INTERESTView
THE MAIN STREET GROUP

CRD 175502

Glen Allen, VA

Corporate platform

Corporation

$515.3M8 advisorsPercentage of AUM · Hourly charges +1 moreView
PRISM ADVISORS, INC.

CRD 286474

Studio City, CA

Corporate platform

Corporation

$515.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
HAVEN WEALTH GROUP

CRD 148099

Houston, TX

Corporate platform

LLC

$514.8M8 advisorsPercentage of AUM; FLAT FEE FOR FINANCIAL PLANView
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