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SOWA FINANCIAL GROUP
SOWA FINANCIAL GROUP INC
CRD 107646 · SEC 801-43008
24 ALBION ROAD, SUITE 340, LINCOLN, RI, 02865, United States
Phone
401-434-8090
Fax
401-434-8360
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$517.0M
Discretionary AUM
$517.0M
Team
8 total employees; 3 advisory reps; 5 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-02-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Publication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 419 | $188.8M |
| High net worth individuals | 153 | $328.2M |
States served
LA, ME, MA, NY, RI, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD