Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HAMEL ASSOCIATES,INC.

CRD 107128

Center Valley, PA

Corporate platform

Corporation

$548.3M5 advisorsPercentage of AUM; Fixed feesView
CACHETECH

CRD 327688

Logan, UT

Corporate platform

Corporation

$547.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FLORIDA ATLANTIC SECURITIES CORP.

CRD 43272

Miami, FL

Corporate platform

Corporation

$547.1M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
JET WEALTH ADVISORS

CRD 333645

La Jolla, CA

Corporate platform

Corporation

$546.5M6 advisorsPercentage of AUMView
MACH-1 FINANCIAL GROUP, LLC

CRD 298195

Rogers, AR

Corporate platform

LLC

$546.3M8 advisorsPercentage of AUM; Fixed feesView
WHITEGATE INVESTMENT COUNSELORS, INC.

CRD 107732

Concord, NH

Corporate platform

Corporation

$545.4M3 advisorsPercentage of AUM; Hourly chargesView
EVANS CAPITAL MANAGEMENT ASSOCIATES

CRD 110699

Bellevue, WA

Corporate platform

Corporation

$545.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
AMHERST CAPITAL MANAGEMENT LLC

CRD 174130

New York, NY

Corporate platform

LLC

$544.7M9 advisorsPercentage of AUM; Performance-based feesView
PENOBSCOT FINANCIAL ADVISORS

CRD 286211

Portland, ME

Corporate platform

Corporation

$544.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
GOODREID INVESTMENT COUNSEL CORP.

CRD 146982

Toronto

Corporate platform

Corporation

$544.1M7 advisorsPercentage of AUMView
PROSPERITY PLANNING

CRD 298268

North Kansas City, MO

Corporate platform

Corporation

$543.2M10 advisorsPercentage of AUM; Fixed feesView
HEADWATER INVESTMENT CONSULTING,INC.

CRD 133009

Mcminnville, OR

Corporate platform

Corporation

$543.0M5 advisorsPercentage of AUMView
COMMON CENTS PLANNING

CRD 120131

Glen Mills, PA

Corporate platform

Corporation

$542.4M4 advisorsPercentage of AUM; Hourly chargesView
JUNO FINANCIAL GROUP LLC

CRD 336362

Richmond, VA

Corporate platform

LLC

$541.9M5 advisorsPercentage of AUM; Fixed feesView
AFFILIATED FINANCIAL ADVISORS INC

CRD 108154

Milwaukee, WI

Corporate platform

Corporation

$541.5M4 advisorsPercentage of AUMView
RELATION WEALTH MANAGEMENT, INC.

CRD 329961

Tulsa, OK

Corporate platform

Corporation

$541.2M7 advisorsPercentage of AUM; Fixed feesView
VENREX INVESTMENT MANAGEMENT LLP

CRD 324009

London, NY

Corporate platform

LLP

$541.0M6 advisorsPerformance-based fees; MANAGEMENT FEES BASED ON COMMITTED CAPITALView
CONSILIUM INVESTMENT MANAGEMENT LLC

CRD 131934

Fort Lauderdale, FL

Corporate platform

LLC

$540.6M13 advisorsPercentage of AUM; Performance-based feesView
HEROLD ADVISORS, INC.

CRD 105090

New York, NY

Corporate platform

Corporation

$540.2M8 advisorsPercentage of AUM; MARGIN PARTICIPATIONView
LK&A INVESTMENT COUNSEL

CRD 106635

Pasadena, CA

Corporate platform

Corporation

$540.1M2 advisorsPercentage of AUM; Fixed feesView
SPIRIT OF AMERICA MANAGEMENT CORP

CRD 110023

Syosset, NY

Corporate platform

Corporation

$540.0M32 advisorsPercentage of AUMView
DYNAMIC FINANCIAL GROUP

CRD 288763

Cedar Falls, IA

Corporate platform

LLC

$539.6M3 advisorsPercentage of AUMView
NCM CAPITAL MANAGEMENT, LLC

CRD 151109

Ramsey, NJ

Corporate platform

LLC

$539.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
K FUND CAPITAL MANAGEMENT, LLC

CRD 318110

Los Angeles, CA

Corporate platform

LLC

$539.3M1 advisorsPercentage of AUM; Performance-based feesView
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