Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ROGAN & ASSOCIATES

CRD 42762

Safety Harbor, FL

Corporate platform

Corporation

$709.6M9 advisorsPercentage of AUM; Hourly chargesView
LINCOLN PEAK CAPITAL MANAGEMENT, LLC

CRD 292864

Boston, MA

Corporate platform

LLC

$706.5M6 advisorsPercentage of AUM · Fixed fees +1 moreView
BOND & DEVICK WEALTH PARTNERS

CRD 283682

Saint Louis Park, MN

Corporate platform

Corporation

$705.5M6 advisorsPercentage of AUM · Hourly charges +1 moreView
REMPART ASSET MANAGEMENT

CRD 154209

Montreal, Quebec, TX

Corporate platform

Corporation

$705.2M5 advisorsPercentage of AUMView
LATTICEWORK CAPITAL MANAGEMENT LLC

CRD 281690

Dallas, TX

Corporate platform

LLC

$705.1M10 advisorsPercentage of AUM · Performance-based fees +1 moreView
HALTER FERGUSON FINANCIAL INC

CRD 109563

Carmel, IN

Corporate platform

Corporation

$705.0M7 advisorsPercentage of AUM · Hourly charges +2 moreView
WINDSOR CAPITAL MANAGEMENT, LLC

CRD 116593

Phoenix, AZ

Corporate platform

LLC

$703.4M5 advisorsPercentage of AUM; Hourly chargesView
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD

CRD 148494

Singapore City

Corporate platform

Corporation

$702.7M4 advisorsFEES FROM PARENT COMPANY REVIEWED ANNUALLYView
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

CRD 146132

Corona, CA

Corporate platform

LLC

$702.3M9 advisorsPercentage of AUM; Hourly chargesView
CORE WEALTH ADVISORS, INC.

CRD 174386

Lakeland, FL

Corporate platform

Corporation

$702.1M10 advisorsPercentage of AUM · Hourly charges +1 moreView
OLYMPUS PEAK ASSET MANAGEMENT LP

CRD 299460

Greenwich, CT

Corporate platform

LP

$702.0M4 advisorsPercentage of AUM; Performance-based feesView
CONTRAVISORY INVESTMENT MANAGEMENT, INC.

CRD 109767

Norwell, MA

Corporate platform

Corporation

$701.7M4 advisorsPercentage of AUM; Performance-based feesView
PREISZ FINANCIAL

CRD 144469

Portland, OR

Corporate platform

Corporation

$701.7M8 advisorsPercentage of AUM · Hourly charges +1 moreView
STILLWATER ASSET MANAGEMENT, LLC

CRD 288535

Stillwater, MN

Corporate platform

LLC

$701.4M6 advisorsPercentage of AUM · Performance-based fees +1 moreView
ATLAS ASSET MANAGEMENT LLC

CRD 173561

Guaynabo, PR

Corporate platform

LLC

$700.6M2 advisorsPercentage of AUM; Fixed feesView
360 FINANCIAL

CRD 168600

Wayzata, MN

Corporate platform

Corporation

$700.5M10 advisorsPercentage of AUM · Hourly charges +1 moreView
HFM WEALTH MANAGEMENT

CRD 105039

West Hartford, CT

Corporate platform

Corporation

$699.6M6 advisorsPercentage of AUM · Hourly charges +1 moreView
ACADIAN ASSET MANAGEMENT

CRD 323400

Singapore

Corporate platform

Other (specify)

$697.9M3 advisorsPercentage of AUM; Performance-based feesView
DIESSLIN GROUP, INC.

CRD 110557

Fort Worth, TX

Corporate platform

Other (specify)

$696.3M5 advisorsPercentage of AUM · Hourly charges +2 moreView
MALTESE CAPITAL MANAGEMENT, LLC

CRD 138175

New York, NY

Corporate platform

LLC

$695.7M9 advisorsPercentage of AUM; Performance-based feesView
OPTIMUM QUANTVEST CORPORATION

CRD 301469

Dallas, TX

Corporate platform

Corporation

$695.1M2 advisorsPercentage of AUM; Performance-based feesView
HIGH FALLS ADVISORS, INC.

CRD 108678

Rochester, NY

Corporate platform

Corporation

$694.7M7 advisorsPercentage of AUM · Hourly charges +1 moreView
BLUESHIFT ASSET MANAGEMENT

CRD 290637

Red Bank, NJ

Corporate platform

LLC

$694.4M10 advisorsPercentage of AUM; Performance-based feesView
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

CRD 226535

Bristol, CT

Corporate platform

Corporation

$694.3M27 advisorsPercentage of AUM · Hourly charges +2 moreView
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