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HIGH FALLS ADVISORS, INC.
CRD 108678 · SEC 801-34161
180 SOUTH CLINTON AVE, SUITE 300, ROCHESTER, NY, 14604, United States
Phone
585-935-5300
Fax
585-777-4037
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$694.7M
Discretionary AUM
$685.8M
Team
17 total employees; 7 advisory reps; 3 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 574 | $227.2M |
| High net worth individuals | 210 | $457.9M |
| Charitable organizations | 3 | $6.1M |
| Corporations/business entities | 1 | $3.5M |
States served
CA, NY, NC, PA, TX, FL
All web addresses on file
- https://www.facebook.com/HighFallsAdvisorsInc
- https://www.linkedin.com/company/high-falls-advisors/
- https://www.youtube.com/@highfallsadvisors
- https://www.yelp.com/biz/high-falls-advisors-rochester
- https://goo.gl/maps/4cwcm34JUAxxK9zXA
- https://www.bing.com/maps?osid=9998a113-e5b8-488f-ae57-81590b624998&cp=43.153253~-77.609301&lvl=16&imgid=dd91a4ab-fa3d-4516-bcd6
- HTTP://WWW.HIGHFALLSADVISORS.COM
Official SEC filing: View on IAPD