Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ALPHA CAPITAL MANAGEMENT GROUP LLC

CRD 283624

Denver, CO

Corporate platform

LLC

$734.4M3 advisorsPercentage of AUM; Fixed feesView
ABLE FINANCIAL GROUP, LLC

CRD 323646

Scottsdale, AZ

Corporate platform

LLC

$732.9M9 advisorsPercentage of AUM · Hourly charges +1 moreView
SKBA CAPITAL MANAGEMENT, LLC

CRD 108542

San Francisco, CA

Corporate platform

LLC

$732.0M5 advisorsPercentage of AUM; PERCENTAGE OF MODEL PORTFOLIO ASSETSView
NEWMAN DIGNAN & SHEERAR, INC

CRD 107565

Providence, RI

Corporate platform

Corporation

$731.3M6 advisorsPercentage of AUM · Hourly charges +2 moreView
SEVENBRIDGE FINANCIAL GROUP, LLC

CRD 281037

Harrisburg, PA

Corporate platform

LLC

$731.1M3 advisorsPercentage of AUM; Fixed feesView
QUANTUM FINANCIAL SERVICES INC.

CRD 121631

Indianapolis, IN

Corporate platform

Corporation

$730.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TILLER PRIVATE WEALTH, INC.

CRD 111268

Bethlehem, PA

Corporate platform

Corporation

$730.3M6 advisorsPercentage of AUM; Fixed feesView
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

CRD 106625

Beverly, MA

Corporate platform

Corporation

$730.2M6 advisorsPercentage of AUM; Fixed feesView
CARBON DIRECT CAPITAL MANAGEMENT LLC

CRD 317548

New York, NY

Corporate platform

LLC

$729.6M8 advisorsPercentage of AUM; Performance-based feesView
VARIANT

CRD 306409

New York, NY

Corporate platform

Corporation

$729.2M5 advisorsPercentage of AUM; Performance-based feesView
HUBER CAPITAL MANAGEMENT LLC

CRD 143344

El Segundo, CA

Corporate platform

LLC

$729.2M6 advisorsPercentage of AUMView
LESKO SECURITIES, INC.

CRD 10091

Vestal, NY

Corporate platform

Corporation

$728.5M12 advisorsPercentage of AUM; Hourly chargesView
COOPERATIVE FUNERAL FUND INC

CRD 107631

Madison, CT

Corporate platform

Corporation

$727.8M2 advisorsPercentage of AUMView
TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD 145934

Bellingham, WA

Corporate platform

LLC

$727.3M7 advisorsPercentage of AUM · Hourly charges +1 moreView
QUANTUM FINANCIAL PLANNING SERVICES, INC.

CRD 115877

Spokane, WA

Corporate platform

Corporation

$727.2M13 advisorsPercentage of AUM · Hourly charges +1 moreView
SILVER HEIGHTS CAPITAL MANAGEMENT INC.

CRD 284757

Toronto, Ontario

Corporate platform

Corporation

$727.1M2 advisorsPercentage of AUMView
WOODSTOCK WEALTH MANAGEMENT, INC.

CRD 283472

Woodstock, GA

Corporate platform

Corporation

$726.6M26 advisorsPercentage of AUM · Hourly charges +2 moreView
KAYDAN WEALTH MANAGEMENT, INC.

CRD 108964

Fenton, MI

Corporate platform

Corporation

$726.5M8 advisorsPercentage of AUM · Hourly charges +1 moreView
RENAISSANCE INVESTMENT GROUP, LLC

CRD 153679

Lenox, MA

Corporate platform

LLC

$726.1M5 advisorsPercentage of AUMView
BRIGHT FINANCIAL ADVISORS, INC.

CRD 107931

Portage, MI

Corporate platform

Corporation

$725.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PARADIGM INVESTMENT MANAGEMENT

CRD 174058

Miami, FL

Corporate platform

LLC

$725.2M2 advisorsPercentage of AUM; Performance-based feesView
THE PATTEN GROUP, INC.

CRD 168255

Chattanooga, TN

Corporate platform

Corporation

$725.1M7 advisorsPercentage of AUM · Hourly charges +1 moreView
PARKER INVESTMENT MANAGEMENT, LLC

CRD 112798

CA

Corporate platform

LLC

$725.1M2 advisorsPercentage of AUM; Performance-based feesView
TRUNORTH CAPITAL MANAGEMENT, LLC

CRD 165285

Kalamazoo, MI

Corporate platform

LLC

$724.5M4 advisorsPercentage of AUM; Fixed feesView
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