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TRADEWINDS CAPITAL MANAGEMENT, LLC
CRD 145934 · SEC 801-68789
2211 RIMLAND DRIVE, SUITE 401, BELLINGHAM, WA, 98226, United States
Phone
360-715-9000
Fax
360-715-9001
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$727.3M
Discretionary AUM
$727.3M
Team
10 total employees; 7 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2028 | $241.6M |
| High net worth individuals | 196 | $483.0M |
| Charitable organizations | 5 | $1.0M |
| Corporations/business entities | 9 | $1.8M |
States served
AZ, CA, ID, MN, MT, NC, OR, MO, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD