Falists

New York · 17 advisers

Financial Advisors in New York City, New York

Looking for a financial advisor in New York City, New York? Falists indexes 17 SEC-registered and state-registered investment advisers in New York City — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 16 firms list a website you can visit directly. Firms in this directory manage up to $20.20B in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

17

With website

16

Largest AUM

$20.20B

Financial planning

2

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

AllWealth13Planning2Trusts5Retirement1Institutional7

Top advisors in New York City

Ranked by AUM · Fees, team & specialties at a glance

View all 17 →

More cities in New York

New York (2,642)Brooklyn (62)Rochester (47)White Plains (43)Buffalo (33)Pittsford (31)Melville (30)Albany (26)Garden City (26)Rye Brook (20)Williamsville (18)Purchase (17)

Common questions

How many financial advisors are in New York City, New York?
17 registered investment advisers are listed in our New York City directory, sourced from public SEC filings.
What types of advisors are in New York City?
Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in New York City?
Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?
Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.