Falists

California · 14 advisers

Financial Advisors in Santa Rosa, California

Looking for a financial advisor in Santa Rosa, California? Falists indexes 14 SEC-registered and state-registered investment advisers in Santa Rosa — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 11 firms list a website you can visit directly. Firms in this directory manage up to $494.9M in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

14

With website

11

Largest AUM

$494.9M

Financial planning

13

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

AllWealth12Planning13Trusts11Retirement4Institutional3

Top advisors in Santa Rosa

Ranked by AUM · Fees, team & specialties at a glance

View all 14 →

More cities in California

San Francisco (760)Los Angeles (373)San Diego (192)Palo Alto (188)Newport Beach (158)Menlo Park (151)Irvine (102)Santa Monica (96)San Mateo (88)Pasadena (79)Beverly Hills (65)San Jose (59)

Common questions

How many financial advisors are in Santa Rosa, California?
14 registered investment advisers are listed in our Santa Rosa directory, sourced from public SEC filings.
What types of advisors are in Santa Rosa?
Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Santa Rosa?
Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?
Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.