How many financial advisors are in Prescott, Arizona?

Falists lists 7 registered investment advisers with a principal office or filing address in Prescott, Arizona, based on public SEC IAPD data.

How do financial advisors in Prescott charge fees?

Fee structures vary by firm. In Prescott, many advisers charge a percentage of assets under management (AUM), while others offer hourly, fixed, or subscription-based planning fees. Compare individual firm profiles on Falists to see each adviser's disclosed fee types.

Where does Falists get advisor data for Prescott?

All listings are sourced from the U.S. Securities and Exchange Commission Investment Adviser Public Disclosure (IAPD) database — the official public registry of registered investment advisers.

Arizona · 7 advisers

Financial Advisors in Prescott, Arizona

Looking for a financial advisor in Prescott, Arizona? Falists indexes 7 SEC-registered and state-registered investment advisers in Prescott — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 7 firms list a website you can visit directly. Firms in this directory manage up to $240.1M in reported assets. Compare advisers below and visit firm websites to learn more about their services.

Advisers

With website

Largest AUM

$240.1M

Financial planning

Filter by specialty

Wealth managers · Trusts & estates · Retirement · Institutional · Planning

All Wealth6 Planning5 Trusts5 Retirement3 Institutional2

Top advisors in Prescott

Ranked by AUM · Fees, team & specialties at a glance

View all 7 →

LANE BROTHERS INVESTMENT COUNSEL

Prescott, AZ

AUM

$240.1M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

5 advisors

Clients

11-25

Fees

Percentage of AUM; Fixed fees

928-776-8870

Full profile Visit site →

MONTOYA WEALTH MANAGEMENT

Prescott, AZ

AUM

$71.7M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

2 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +1 more

928-778-2370

Full profile Visit site →

PRESCOTT INVESTOR SERVICES, INC.

Prescott, AZ

AUM

$60.2M

Wealth MgmtTrusts & EstatesRetirementFee-Only/Hourly

Team

1 advisors

Clients

—

Fees

Percentage of AUM; Hourly charges

928-717-2000

Full profile Visit site →

YAVAPAI FINANCIAL PLANNING, L.L.C.

Prescott, AZ

AUM

$47.3M

Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly

Team

1 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +2 more

928-445-7238

Full profile Visit site →

VICTORY WEALTH SERVICES, LLC

Prescott, AZ

AUM

$45.4M

Financial PlanningWealth MgmtTrusts & EstatesRetirement

Team

4 advisors

Clients

251-500

Fees

Percentage of AUM; Fixed fees

928-778-1050

Full profile Visit site →

THE MONEY AND VALUES GROUP

Prescott, AZ

AUM

Financial PlanningWealth MgmtFee-Only/Hourly

Team

1 advisors

Clients

—

Fees

Percentage of AUM · Hourly charges +1 more

928-277-1427

Full profile Visit site →

WRIGHT WEALTH MANAGEMENT GROUP

Prescott, AZ

AUM

—

Team

1 advisors

Clients

—

Fees

REFERRAL FEES FROM OTHER INVESTMENT ADVISERS

928-777-0446

Full profile Visit site →

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Common questions

How many financial advisors are in Prescott, Arizona?: 7 registered investment advisers are listed in our Prescott directory, sourced from public SEC filings.
What types of advisors are in Prescott?: Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
How do I choose a financial advisor in Prescott?: Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
Is this data official?: Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.