Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

5,013 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
AFZALI INVESTMENTS, LLC

CRD 305104

Rolling Hills Estates, CA

Advisory firm

LLC

$7.8M1 advisorsPercentage of AUM; Performance-based feesView
LIBERTY SOLUTIONS ADVISORS

CRD 304043

San Diego, CA

Corporate platform

Corporation

$7.5M0 total employeesPercentage of AUM; Performance-based feesView
MT RYAN, INC.

CRD 168392

San Clemente, CA

Corporate platform

Corporation

$7.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PACIFIC ROCK CAPITAL, LLC

CRD 148154

Cardiff By The Sea, CA

Advisory firm

LLC

$7.2M1 advisorsPercentage of AUM; Performance-based feesView
DEJARNATT, PAUL E

CRD 138820

Pleasanton, CA

Advisory firm

Sole prop

$7.1M1 advisorsPercentage of AUMView
PHILADELPHUS CAPITAL

CRD 336140

Mission Viejo, CA

Advisory firm

LLC

$7.1M1 advisorsPercentage of AUMView
VALUE ROTATION STRATEGIES LLC

CRD 306500

Los Angeles, CA

Advisory firm

LLC

$6.9M1 advisorsPercentage of AUM; Performance-based feesView
ENRIQUE VILLALOBOS & ASSOCIATES

CRD 285049

West Covina, CA

Advisory firm

Sole prop

$6.6M1 advisorsPercentage of AUMView
ALPHA INITIATIVE

CRD 299242

Palo Cedro, CA

Corporate platform

Corporation

$6.2M1 advisorsPercentage of AUMView
KINGSGROVE MANAGEMENT, LLC

CRD 285918

Camarillo, CA

Advisory firm

LLC

$6.1M1 advisorsPercentage of AUM; Performance-based feesView
THE GARRETT GROUP

CRD 145451

Encinitas, CA

Corporate platform

Corporation

$6.0M1 advisorsPercentage of AUMView
NORTHERN STAR GENERATIONAL WEALTH

CRD 335323

Mountain View, CA

Advisory firm

LLC

$5.5M1 advisorsPercentage of AUM; Hourly chargesView
CRAWFORD CAPITAL, LLC

CRD 297020

Los Angeles, CA

Advisory firm

LLC

$5.4M1 advisorsPercentage of AUM; Performance-based feesView
THINK WEALTH, LLC

CRD 293236

Valencia, CA

Advisory firm

LLC

$4.8M3 advisorsPercentage of AUMView
JAMES A. JIMENEZ

CRD 136200

San Jose, CA

Advisory firm

Sole prop

$4.8M1 advisorsPercentage of AUMView
DEAN BENNETT ADVISORY SERVICES INC.

CRD 322889

Roseville, CA

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUMView
OLMA ADVISORS

CRD 306220

Los Gatos, CA

Advisory firm

LLC

$4.4M1 advisorsPercentage of AUM · Hourly charges +2 moreView
STAFFORD CAPITAL MANAGEMENT LLC

CRD 108134

Sausalito, CA

Advisory firm

LLC

$4.4M1 advisorsPercentage of AUMView
INVANTAGE CAPITAL LLC

CRD 337627

Lafayette, CA

Advisory firm

LLC

$4.2M1 advisorsPercentage of AUMView
MC INVESTMENTS & ADVISORY LLC

CRD 333853

Burlingame, CA

Advisory firm

LLC

$4.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
IFMGROUP

CRD 143632

Monrovia, CA

Advisory firm

LLC

$4.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
OAK TREE SECURITIES, INC.

CRD 18126

Livermore, CA

Corporate platform

Corporation

$3.7M2 advisorsPercentage of AUM; Hourly chargesView
QURIUM CAPITAL LLC

CRD 131379

Chino Hills, CA

Advisory firm

LLC

$3.6M1 advisorsPercentage of AUM; Performance-based feesView
AMERICAN VISION ADVISORS LLC

CRD 290457

San Gabriel, CA

Advisory firm

LLC

$3.2M0 total employeesPercentage of AUMView
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