Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

5,013 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PEACHER, INC.

CRD 295662

Laguna Beach, CA

Corporate platform

Corporation

$15.3M1 advisorsPercentage of AUM; Performance-based feesView
ANTONIO ANDRADE, CFP

CRD 136312

Ukiah, CA

Advisory firm

Sole prop

$15.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRATED CAPITAL MANAGEMENT, INC

CRD 288940

Carson, CA

Corporate platform

Corporation

$13.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
AMES FINANCIAL SERVICES

CRD 137261

Lakewood, CA

Corporate platform

Corporation

$12.9M1 advisorsPercentage of AUMView
SHUCHA WEALTH MANAGEMENT LLC

CRD 315690

Sherman Oaks, CA

Advisory firm

LLC

$12.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MATHEMATICA CAPITAL MANAGEMENT, LLC

CRD 120651

Sausalito, CA

Advisory firm

LLC

$12.6M1 advisorsPercentage of AUM; Performance-based feesView
NOVICE CAPITAL LLC

CRD 330179

San Mateo, CA

Advisory firm

LLC

$12.1M1 advisorsPercentage of AUM; Performance-based feesView
VALUE TREND CAPITAL MANAGEMENT LP

CRD 108716

El Cajon, CA

Advisory firm

LP

$11.9M1 advisorsPercentage of AUMView
GRIFFINEST ASIA ASSET MANAGEMENT, LLC

CRD 306355

Pasadena, CA

Advisory firm

LLC

$11.6M3 advisorsPercentage of AUM · Fixed fees +1 moreView
FINANCIAL EQUATIONS ADVISORS, INC.

CRD 305295

Corona, CA

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUM; Fixed feesView
AEGIS ASSET MANAGEMENT, INC.

CRD 305008

Anaheim, CA

Corporate platform

Corporation

$11.5M2 advisorsPercentage of AUMView
BANCREEK CAPITAL STRATEGIES, LLC

CRD 341539

Santa Monica, CA

Advisory firm

LLC

$11.2M2 advisorsPercentage of AUMView
BROMAN & GREIG ASSET MANAGEMENT, LLC

CRD 130494

Westlake Village, CA

Advisory firm

LLC

$11.1M1 advisorsPercentage of AUMView
C FINANCIAL AND TAX ASSOCIATES

CRD 170453

Riverside, CA

Corporate platform

Corporation

$10.9M1 advisorsPercentage of AUM; Hourly chargesView
HIGHLAND MB WEALTH LLC

CRD 299209

Torrance, CA

Advisory firm

LLC

$10.7M1 advisorsPercentage of AUM; Hourly chargesView
RUSSELL DOE FINANCIAL SERVICES

CRD 134840

Burbank, CA

Advisory firm

Sole prop

$10.0M1 employeesPercentage of AUMView
MCDONNELL FINANCIAL SERVICES

CRD 282462

Pasadena, CA

Corporate platform

Corporation

$9.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
DAVENPORT ADVISORS 14 LLC

CRD 147675

Newport Beach, CA

Advisory firm

LLC

$9.7M1 advisorsPercentage of AUM; Performance-based feesView
INTERFUNDS

CRD 136177

Emeryville, CA

Corporate platform

Corporation

$9.1M1 advisorsPercentage of AUM; Fixed feesView
CAPO CREEK FINANCIAL SOLUTIONS

CRD 311923

San Clemente, CA

Advisory firm

Sole prop

$9.0M0 total employeesPercentage of AUMView
PEACEFUL ADVISORS LLC

CRD 290238

Tustin, CA

Advisory firm

LLC

$8.4M1 advisorsPercentage of AUM; Fixed feesView
KIM KNOTTS, RIA

CRD 289830

Folsom, CA

Advisory firm

LLC

$8.3M1 advisorsPercentage of AUMView
BIRD ROCK MANAGEMENT, LLC

CRD 174293

Laguna Beach, CA

Advisory firm

LLC

$8.1M2 advisorsUPON APPROVAL BY MEMBERS HOLDING MAJORITY INTEREST IN THE FUNDView
AGEWISE FINANCIAL INC.

CRD 328162

Palm Desert, CA

Corporate platform

Corporation

$7.8M1 advisorsPercentage of AUM; Fixed feesView
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