Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

5,013 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GILMORE FINANCIAL SERVICES, LLC

CRD 136249

San Mateo, CA

Advisory firm

LLC

$36.2M1 advisorsPercentage of AUM; Hourly chargesView
MOHAWK CAPITAL ADVISORS, LLC

CRD 172304

CA

Advisory firm

LLC

$35.5M1 advisorsPercentage of AUMView
PORTA INVESTMENT MANAGEMENT

CRD 130185

Vallejo, CA

Advisory firm

Sole prop

$35.3M1 advisorsPercentage of AUMView
SHALOM GLOBAL CAPITAL GROUP LLC

CRD 309315

San Jose, CA

Advisory firm

LLC

$35.0M1 advisorsPercentage of AUMView
LAWRENCE J. CHAZEN, INC.

CRD 119350

Carmel, CA

Corporate platform

Corporation

$35.0M1 advisorsFixed feesView
GAN PRIVATE WEALTH MANAGEMENT LLC

CRD 282725

Los Angeles, CA

Advisory firm

LLC

$34.5M1 advisorsPercentage of AUMView
BAINBRIDGE INVESTMENT ADVISORS LLC

CRD 131040

Los Angeles, CA

Advisory firm

LLC

$34.4M1 advisorsPercentage of AUMView
FRANK ELMER INVESTMENT STRATEGIES LLC

CRD 154841

Los Altos, CA

Advisory firm

LLC

$34.1M1 advisorsPercentage of AUMView
CAPSTONE WEALTH MANAGEMENT, INC

CRD 172040

Santa Ana, CA

Corporate platform

Corporation

$34.1M1 advisorsPercentage of AUMView
SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES

CRD 332016

Rolling Hills Estates, CA

Corporate platform

Corporation

$34.0M3 advisorsPercentage of AUMView
PB CAPITAL

CRD 319410

Simi Valley, CA

Advisory firm

Sole prop

$33.9M1 advisorsPercentage of AUMView
TATE CAPITAL GROUP

CRD 332336

Newport Beach, CA

Advisory firm

LLC

$33.3M1 advisorsPercentage of AUM; Fixed feesView
MARSHA LEE & COMPANY,INC.

CRD 134286

Palm Desert, CA

Corporate platform

Corporation

$33.2M1 advisorsCommissionsView
JOHANNSEN & ASSOCIATES, INC.

CRD 137013

Santa Barbara, CA

Corporate platform

Corporation

$33.0M1 advisorsPercentage of AUMView
MDW CAPITAL MANAGEMENT CORP.

CRD 330758

Los Angeles, CA

Corporate platform

Corporation

$31.7M1 advisorsPercentage of AUMView
ARROWHEAD WEALTH MANAGEMENT CORP.

CRD 171169

Modesto, CA

Corporate platform

Corporation

$30.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
RISING CAPITAL INC.

CRD 123233

Mill Valley, CA

Corporate platform

Corporation

$30.1M1 advisorsPercentage of AUM; Hourly chargesView
MARI LEGACY GROUP, LLC

CRD 325087

Calabasas, CA

Advisory firm

LLC

$29.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MILLER, FLEMING & ASSOCIATES

CRD 104923

Sonoma, CA

Corporate platform

Corporation

$28.7M1 advisorsPercentage of AUM; Fixed feesView
COTTINGHAM MANAGEMENT COMPANY, LLC

CRD 134276

Carlsbad, CA

Advisory firm

LLC

$28.7M1 advisorsPercentage of AUM; Performance-based feesView
STERLING FUTURES

CRD 122436

San Francisco, CA

Corporate platform

Corporation

$28.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ECKEL FINANCIAL ADVISORS

CRD 334463

Fair Oaks, CA

Corporate platform

Corporation

$27.8M2 advisorsPercentage of AUMView
SOLOMON INVESTMENT CONSULTING, INC.

CRD 281606

Los Angeles, CA

Corporate platform

Corporation

$27.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
MARELLO INVESTMENT ADVISORS, INC.

CRD 112946

Valley Village, CA

Corporate platform

Corporation

$27.6M1 advisorsPercentage of AUMView
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