Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

3,702 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TOKIOBIT INC

CRD 342934

New York, NY

Advisory firm

LLC

Fees not disclosedView
UNITED ADVISORS INVESTMENT MANAGEMENT, LLC

CRD 164908

New York, NY

Advisory firm

LLC

$01 advisorsPercentage of AUMView
UPKEEP FINANCIAL

CRD 313221

New York, NY

Advisory firm

LLC

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
UPSTATE ADVISERS INC

CRD 341449

Pittsford, NY

Corporate platform

Corporation

1 advisorsPercentage of AUMView
UTA INVESTCORP INVESTMENT MANAGEMENT, LLC

CRD 324979

New York, NY

Advisory firm

LLC

Fees not disclosedView
UTI INVESTMENTS AMERICA LIMITED

CRD 330110

St. Peter Port, NY

Corporate platform

Corporation

4 advisorsPercentage of AUM; SOLICITATION FEES BASED ON ASSETS SOLICITED.View
VALINOR MANAGEMENT, L.P.

CRD 157246

New York, NY

Advisory firm

LP

Fees not disclosedView
VAUBAN INFRASTRUCTURE PARTNERS AMERICAS LLC

CRD 322518

New York, NY

Advisory firm

LLC

Fees not disclosedView
VAULTAX CAPITAL MARKETS INC.

CRD 342212

New York, NY

Corporate platform

Corporation

Fees not disclosedView
VENEROSO WEALTH MANAGEMENT

CRD 342014

Woodbury, NY

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
VINEYARD QUANT MANAGEMENT LLC

CRD 339662

Montebello, NY

Advisory firm

LLC

Fees not disclosedView
VIP CAPITAL MANAGEMENT, L.P.

CRD 163774

New York, NY

Advisory firm

LP

Fees not disclosedView
VOIDMETRIX CO., LTD

CRD 332554

New York, NY

Advisory firm

LLC

Fees not disclosedView
VORYNTO EXCHANGE LTD

CRD 341071

New York, NY

Advisory firm

LLC

Fees not disclosedView
VOYAGE SECURITIES LTD.

CRD 339566

New York, NY

Corporate platform

Corporation

Fees not disclosedView
WALLACE WEALTH ADVISORY, INC.

CRD 342291

Jamaica, NY

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
WEALTH FLOW PARTNERS

CRD 331782

Armonk, NY

Advisory firm

LLC

Fees not disclosedView
WEALTH SOLUTIONS, LLC

CRD 126113

Jericho, NY

Advisory firm

LLC

2 advisorsSOLICITATION/REFERRAL FEES FROM THIRD-PARTY ADVISERView
WEALTHARC FINTECH LTD.

CRD 334579

New York, NY

Advisory firm

LLC

Fees not disclosedView
WILLIS SECURITIES, INC.

CRD 116605

New York, NY

Corporate platform

Corporation

2 advisorsCOLLECTING FEES FROM RIAS FOR RISK MGT, BENEFIT ANALYSIS, ETCView
WILLIS TOWERS WATSON SECURITIES, LLC

CRD 317602

New York, NY

Advisory firm

LLC

5 employeesWTWS RECEIVES A PORTION OF ASSET-BASED FEESView
WINDSHEAR MANAGEMENT INC.

CRD 339256

New York, NY

Corporate platform

Corporation

Fees not disclosedView
WINDSOR HERITAGE CAPITAL

CRD 339038

New York, NY

Advisory firm

LLC

Fees not disclosedView
WINTER CAPITAL, LLC

CRD 299890

New York, NY

Advisory firm

LLC

Fees not disclosedView
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