Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

3,702 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BLUE BOX DOCS, LLC

CRD 339120

Albany, NY

Advisory firm

Sole prop

Fees not disclosedView
BOLTROCK

CRD 326312

New York, NY

Advisory firm

LLC

Fees not disclosedView
BRIDLE PATH CAPITAL MANAGEMENT, LP

CRD 315894

New York, NY

Advisory firm

LP

Fees not disclosedView
CANTOR FITZGERALD ENERGY ADVISORS, LLC

CRD 338226

New York, NY

Advisory firm

LLC

$02 advisorsPercentage of AUMView
CAPITAL DESIGNS

CRD 125617

Rochester, NY

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
CARMINUCCI WEALTH MANAGEMENT

CRD 140753

Croton Falls, NY

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
CASDER INSTITUTE OF WEALTH INC.

CRD 339172

New York, NY

Corporate platform

Corporation

Fees not disclosedView
CATO PARTNERS MANAGEMENT, LLC

CRD 161201

New York, NY

Advisory firm

LLC

Fees not disclosedView
CCAVENTUS GLOBAL CREDIT MANAGEMENT LLC

CRD 342500

New York, NY

Advisory firm

LLC

7 advisorsPercentage of AUM; Performance-based feesView
CHAINBREEZE TECH LTD.

CRD 335135

New York, NY

Advisory firm

LLC

Fees not disclosedView
CHRISTOPHER A. GAUN, CFE, CPA

CRD 148666

Sea Cliff, NY

Advisory firm

Sole prop

1 advisorsCommissionsView
CJS SECURITIES IA, INC.

CRD 326920

White Plains, NY

Corporate platform

Corporation

1 advisorsFixed fees; FEES DETERMINED BY CLIENTView
CLSA AMERICAS, LLC

CRD 165533

New York, NY

Advisory firm

LLC

11 advisorsCommissions; NEGOTIATED RATES FOR RESEARCH PRODUCTView
COMBERIATE, LEONARD B.

CRD 300075

Ossining, NY

Advisory firm

Sole prop

1 advisorsHourly chargesView
COMMA CAPITAL MANAGEMENT, LLC

CRD 319783

New York, NY

Advisory firm

LLC

Fees not disclosedView
CONEGLIANO VENTURES, LLC

CRD 288138

New York, NY

Advisory firm

LLC

Fees not disclosedView
COVENANT WEALTH

CRD 341432

Buffalo, NY

Advisory firm

LLC

$01 advisorsPercentage of AUMView
CPI CAPITAL SERVICES LLC

CRD 331203

New York, NY

Advisory firm

LLC

Fees not disclosedView
CRAIG-HALLUM ADVISORS LLC

CRD 326968

New York, NY

Advisory firm

LLC

1 advisorsNEGOTIATEDView
CREWCIAL AH 2024 MM, LLC

CRD 332044

New York, NY

Advisory firm

LLC

Fees not disclosedView
CROSBY EQUITY PARTNERS LLC

CRD 332494

Brooklyn, NY

Advisory firm

LLC

Fees not disclosedView
CRUX CAPITAL ADVISORS, LLC.

CRD 338451

New York, NY

Advisory firm

LLC

Fees not disclosedView
CV19 VENTURE MANAGER LLC

CRD 334023

New York, NY

Advisory firm

LLC

Fees not disclosedView
D. BORAL IM LLC

CRD 337593

New York, NY

Advisory firm

LLC

Fees not disclosedView
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