Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Showing Wealth Management advisors in CA

3,281 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GRIFFINEST ASIA ASSET MANAGEMENT, LLC

CRD 306355

Pasadena, CA

Advisory firm

LLC

$11.6M3 advisorsPercentage of AUM · Fixed fees +1 moreView
FINANCIAL EQUATIONS ADVISORS, INC.

CRD 305295

Corona, CA

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUM; Fixed feesView
AEGIS ASSET MANAGEMENT, INC.

CRD 305008

Anaheim, CA

Corporate platform

Corporation

$11.5M2 advisorsPercentage of AUMView
BROMAN & GREIG ASSET MANAGEMENT, LLC

CRD 130494

Westlake Village, CA

Advisory firm

LLC

$11.1M1 advisorsPercentage of AUMView
HIGHLAND MB WEALTH LLC

CRD 299209

Torrance, CA

Advisory firm

LLC

$10.7M1 advisorsPercentage of AUM; Hourly chargesView
RUSSELL DOE FINANCIAL SERVICES

CRD 134840

Burbank, CA

Advisory firm

Sole prop

$10.0M1 employeesPercentage of AUMView
MCDONNELL FINANCIAL SERVICES

CRD 282462

Pasadena, CA

Corporate platform

Corporation

$9.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CAPO CREEK FINANCIAL SOLUTIONS

CRD 311923

San Clemente, CA

Advisory firm

Sole prop

$9.0M0 total employeesPercentage of AUMView
PEACEFUL ADVISORS LLC

CRD 290238

Tustin, CA

Advisory firm

LLC

$8.4M1 advisorsPercentage of AUM; Fixed feesView
KIM KNOTTS, RIA

CRD 289830

Folsom, CA

Advisory firm

LLC

$8.3M1 advisorsPercentage of AUMView
AGEWISE FINANCIAL INC.

CRD 328162

Palm Desert, CA

Corporate platform

Corporation

$7.8M1 advisorsPercentage of AUM; Fixed feesView
AFZALI INVESTMENTS, LLC

CRD 305104

Rolling Hills Estates, CA

Advisory firm

LLC

$7.8M1 advisorsPercentage of AUM; Performance-based feesView
LIBERTY SOLUTIONS ADVISORS

CRD 304043

San Diego, CA

Corporate platform

Corporation

$7.5M0 total employeesPercentage of AUM; Performance-based feesView
PACIFIC ROCK CAPITAL, LLC

CRD 148154

Cardiff By The Sea, CA

Advisory firm

LLC

$7.2M1 advisorsPercentage of AUM; Performance-based feesView
DEJARNATT, PAUL E

CRD 138820

Pleasanton, CA

Advisory firm

Sole prop

$7.1M1 advisorsPercentage of AUMView
PHILADELPHUS CAPITAL

CRD 336140

Mission Viejo, CA

Advisory firm

LLC

$7.1M1 advisorsPercentage of AUMView
ENRIQUE VILLALOBOS & ASSOCIATES

CRD 285049

West Covina, CA

Advisory firm

Sole prop

$6.6M1 advisorsPercentage of AUMView
ALPHA INITIATIVE

CRD 299242

Palo Cedro, CA

Corporate platform

Corporation

$6.2M1 advisorsPercentage of AUMView
KINGSGROVE MANAGEMENT, LLC

CRD 285918

Camarillo, CA

Advisory firm

LLC

$6.1M1 advisorsPercentage of AUM; Performance-based feesView
THE GARRETT GROUP

CRD 145451

Encinitas, CA

Corporate platform

Corporation

$6.0M1 advisorsPercentage of AUMView
NORTHERN STAR GENERATIONAL WEALTH

CRD 335323

Mountain View, CA

Advisory firm

LLC

$5.5M1 advisorsPercentage of AUM; Hourly chargesView
CRAWFORD CAPITAL, LLC

CRD 297020

Los Angeles, CA

Advisory firm

LLC

$5.4M1 advisorsPercentage of AUM; Performance-based feesView
THINK WEALTH, LLC

CRD 293236

Valencia, CA

Advisory firm

LLC

$4.8M3 advisorsPercentage of AUMView
DEAN BENNETT ADVISORY SERVICES INC.

CRD 322889

Roseville, CA

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUMView
PreviousPage 133 of 137Next