Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Showing Wealth Management advisors in CA

3,281 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BELTRAMO FINANCIAL SERVICES, INC.

CRD 154791

Irvine, CA

Corporate platform

Corporation

$50.1M1 advisorsPercentage of AUM; Fixed feesView
CAPITAL WEALTH STRATEGIES, LLC

CRD 282818

Santa Barbara, CA

Advisory firm

LLC

$50.0M1 advisorsPercentage of AUMView
BOULEVARD INVESTMENT MANAGEMENT LLC

CRD 314665

Santa Monica, CA

Advisory firm

LLC

$49.8M1 advisorsPercentage of AUM; Fixed feesView
STOCK TRADERS

CRD 37711

Huntington Beach, CA

Advisory firm

Sole prop

$49.2M3 employeesPercentage of AUM · Hourly charges +1 moreView
RJR FINANCIAL SERVICES

CRD 133700

Newport Beach, CA

Corporate platform

Corporation

$47.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WESTLAKE CAPITAL INC

CRD 105473

Westlake Village, CA

Corporate platform

Corporation

$47.4M1 advisorsPercentage of AUMView
SHUYI KONG WEALTH MANAGEMENT, INC.

CRD 168953

Millbrae, CA

Corporate platform

Corporation

$47.3M1 advisorsPercentage of AUMView
PACIFIC HAVEN FINANCIAL, LLC

CRD 173457

Torrance, CA

Advisory firm

LLC

$45.0M1 advisorsPercentage of AUMView
TL-B CAPITAL MANAGEMENT

CRD 332993

San Francisco, CA

Advisory firm

LLC

$45.0M1 advisorsPercentage of AUMView
COMPASS WEALTH ADVISORS

CRD 165749

Petaluma, CA

Advisory firm

LLC

$42.8M1 advisorsPercentage of AUMView
KFICO, LLC REGISTERED INVESTMENT ADVISOR

CRD 155673

Tustin, CA

Advisory firm

LLC

$42.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SOUND & SECURE ADVISORS LLC

CRD 322514

CA

Advisory firm

LLC

$41.3M1 advisorsPercentage of AUM; Hourly chargesView
VERAISON ASSET MANAGEMENT, LLC

CRD 149196

Newport Beach, CA

Advisory firm

LLC

$40.0M1 advisorsPercentage of AUM; Performance-based feesView
GOLD COAST SECURITIES, INC.

CRD 110925

Thousand Oaks, CA

Corporate platform

Corporation

$39.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LPR CAPITAL, INC.

CRD 111580

Pasadena, CA

Corporate platform

Corporation

$39.3M1 advisorsPercentage of AUMView
NEWHOUSE INTEGRATED FINANCIAL ADVISORS LLC

CRD 332939

Soquel, CA

Advisory firm

LLC

$39.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
RMC FINANCIAL ADVISORS, LLC

CRD 144821

Davis, CA

Advisory firm

LLC

$38.8M3 advisorsPercentage of AUM; Hourly chargesView
RHB CAPITAL, INC.

CRD 165625

Huntington Beach, CA

Corporate platform

Corporation

$38.7M1 advisorsPercentage of AUMView
LEE, KIMUN

CRD 118512

San Francisco, CA

Advisory firm

Sole prop

$37.8M1 advisorsPercentage of AUMView
BRUIN WEALTH ADVISORS LLC

CRD 329169

Woodland Hills, CA

Advisory firm

LLC

$37.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
GILMORE FINANCIAL SERVICES, LLC

CRD 136249

San Mateo, CA

Advisory firm

LLC

$36.2M1 advisorsPercentage of AUM; Hourly chargesView
MOHAWK CAPITAL ADVISORS, LLC

CRD 172304

CA

Advisory firm

LLC

$35.5M1 advisorsPercentage of AUMView
PORTA INVESTMENT MANAGEMENT

CRD 130185

Vallejo, CA

Advisory firm

Sole prop

$35.3M1 advisorsPercentage of AUMView
SHALOM GLOBAL CAPITAL GROUP LLC

CRD 309315

San Jose, CA

Advisory firm

LLC

$35.0M1 advisorsPercentage of AUMView
PreviousPage 130 of 137Next