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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

5,013 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SAGEWATER WEALTH MANAGEMENT LLC

CRD 332662

Beverly Hills, CA

Advisory firm

LLC

$14.3M2 advisorsPercentage of AUM; Performance-based feesView
GOODRICH FINANCIAL GROUP, LLC

CRD 139958

Escondido, CA

Advisory firm

LLC

$14.1M1 advisorsPercentage of AUMView
QUANTS CAPITAL MANAGEMENT, INC

CRD 153124

El Segundo, CA

Corporate platform

Corporation

$14.0M2 advisorsPerformance-based feesView
SANTA FE' WEALTH MANAGEMENT

CRD 140810

San Diego, CA

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BEHAGE FINANCIAL

CRD 155519

Campbell, CA

Advisory firm

Sole prop

$13.7M1 advisorsPercentage of AUM; Hourly chargesView
MOORE MONEY ADVISORY

CRD 283542

Azusa, CA

Advisory firm

LLC

$13.6M1 advisorsPercentage of AUMView
AVIDITY CAPITAL

CRD 312745

Hanford, CA

Corporate platform

Corporation

$13.6M1 advisorsPercentage of AUM · Subscription fees +1 moreView
PROCESS WEALTH LLC

CRD 336802

Roseville, CA

Advisory firm

LLC

$13.5M1 advisorsPercentage of AUM; Hourly chargesView
FIDUCIARY ARCHITECTS LLC

CRD 322251

Newport Beach, CA

Advisory firm

LLC

$13.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ARGOS GLOBAL ADVISORS, LLC

CRD 287672

Santa Barbara, CA

Advisory firm

LLC

$13.0M3 advisorsPercentage of AUM; Performance-based feesView
CM FIRST CAPITAL CORP.

CRD 128617

Huntington Beach, CA

Corporate platform

Corporation

$12.9M2 advisorsPercentage of AUM; Hourly chargesView
APP

CRD 324537

San Mateo, CA

Advisory firm

LLC

$12.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
QUBED CAPITAL, LLC

CRD 173854

Oakland, CA

Advisory firm

LLC

$12.9M1 advisorsPercentage of AUM · Fixed fees +1 moreView
GLOBALINK WEALTH MANAGEMENT, LLC

CRD 323294

Pasadena, CA

Advisory firm

LLC

$12.7M8 advisorsPercentage of AUM · Hourly charges +2 moreView
WILSON FINANCIAL ADVISORS, LLC

CRD 289782

Garden Grove, CA

Advisory firm

LLC

$12.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
IVY INVEST CORPORATION

CRD 328122

San Francisco, CA

Corporate platform

Corporation

$12.6M1 advisorsPercentage of AUMView
THE SIMPLE INVESTOR'S GUIDE, LLC

CRD 285860

Simi Valley, CA

Advisory firm

LLC

$12.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PAKHA INVESTMENT ADVISORY

CRD 173205

Redlands, CA

Corporate platform

Corporation

$12.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CONSONANCE WEALTH MANAGEMENT

CRD 285027

Los Gatos, CA

Advisory firm

LLC

$12.4M1 advisorsPercentage of AUM · Hourly charges +2 moreView
ROCKWEALTH FINANCIAL LLC

CRD 329798

Irvine, CA

Advisory firm

LLC

$12.4M1 advisorsFixed feesView
TRIPACIFIC CAPITAL ADVISORS, LLC

CRD 142121

Irvine, CA

Advisory firm

LLC

$12.3M4 advisorsPercentage of AUM · Fixed fees +1 moreView
ULIVI WEALTH MANAGEMENT

CRD 133666

Orange, CA

Advisory firm

Sole prop

$12.2M1 advisorsPercentage of AUMView
THOMAS INVESTMENT ADVISORS LLC

CRD 334544

Newport Beach, CA

Advisory firm

LLC

$12.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CSI WEALTH MANAGEMENT

CRD 328963

Arcadia, CA

Corporate platform

Corporation

$12.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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