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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

3,702 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CT INVESTMENT MANAGEMENT CO., LLC

CRD 160080

New York, NY

Advisory firm

LLC

$6.6M4 advisorsPercentage of AUM; Performance-based feesView
DJPUFF ADVISORS GROUP, INC.

CRD 132754

Camillus, NY

Corporate platform

Corporation

$6.4M1 advisorsASSET-BASED FEESView
BRAZEN CAPITAL, LLC

CRD 300746

New York, NY

Advisory firm

LLC

$6.2M1 advisorsPercentage of AUM · Subscription fees +1 moreView
J.H. DARBIE & CO., INC.

CRD 43520

New York, NY

Corporate platform

Corporation

$6.1M3 advisorsPercentage of AUM; SUBADVISORY AND SOLICITATIONSView
LIONSHARES LLC

CRD 335459

Brooklyn, NY

Advisory firm

LLC

$6.0M1 advisorsPercentage of AUMView
AIMCDONNAUGH & CO. INC.

CRD 124512

Baldwin, NY

Corporate platform

Corporation

$5.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ACORN CAPITAL PARTNERS, LLC

CRD 165393

Forest Hills, NY

Advisory firm

LLC

$5.9M2 advisorsPercentage of AUM; Performance-based feesView
SAUBERAN & COMPANY, LLC

CRD 106317

Lockport, NY

Advisory firm

LLC

$5.8M1 advisorsPercentage of AUMView
BLUE ELM ADVISORS

CRD 318686

Holmes, NY

Advisory firm

LLC

$5.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
REVOLUT WEALTH INC.

CRD 322894

New York, NY

Corporate platform

Corporation

$5.5M5 advisorsPercentage of AUMView
NEXT PRONTO CAPITAL ADVISORS

CRD 308974

New York, NY

Advisory firm

LLC

$5.5M0 total employeesPercentage of AUM; Fixed feesView
CENTERFIN CAPITAL

CRD 306461

New York, NY

Corporate platform

Corporation

$5.5M1 advisorsPercentage of AUMView
FOGEL NEALE WEALTH MANAGEMENT, LLC

CRD 300358

New York, NY

Advisory firm

LLC

$5.4M1 advisorsPercentage of AUMView
ROBERT W. COLBY ASSET MANAGEMENT, INC.

CRD 150498

New York, NY

Corporate platform

Corporation

$4.6M2 advisorsPercentage of AUM; Subscription feesView
LIGHTHOUSE WEALTH MANAGEMENT, LLC

CRD 146403

Bronx, NY

Advisory firm

LLC

$4.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CLARIVOR

CRD 309994

NY

Advisory firm

LLC

$4.4M1 advisorsPercentage of AUM; Fixed feesView
ADLER ASSET MANAGEMENT, LLC

CRD 293512

New York, NY

Advisory firm

LLC

$4.4M1 advisorsPercentage of AUMView
21SHARES US LLC

CRD 328136

New York, NY

Advisory firm

LLC

$4.4M10 advisorsPercentage of AUMView
MOTT CAPITAL MANAGEMENT LLC

CRD 172373

Garden City, NY

Advisory firm

LLC

$4.4M1 advisorsPercentage of AUM · Subscription fees +1 moreView
GENERATION WEALTH MANAGEMENT

CRD 286111

Great Neck, NY

Advisory firm

LLC

$4.3M3 advisorsPercentage of AUMView
WESTCHESTER WEALTH ADVISORS, LLC

CRD 145114

Rye Brook, NY

Advisory firm

LLC

$4.1M1 advisorsPercentage of AUMView
CASTLE ADVISORS GROUP, LLC

CRD 299340

Rochester, NY

Advisory firm

LLC

$4.0M2 advisorsPercentage of AUM; Hourly chargesView
META INVESTMENT MANAGEMENT COMPANY LLC

CRD 312540

Brooklyn, NY

Advisory firm

LLC

$3.9M1 advisorsPercentage of AUMView
KASANDA CAPITAL

CRD 334491

New York, NY

Advisory firm

LLC

$3.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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