Falists

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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Advisory firmSole propWebsite listed

INTELLIGENT INVESTING

Clayton, CA

AUM

$44.4M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

AIKAPA

Corte Madera, CA

AUM

$44.3M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

1 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

BRIO FINANCIAL PLANNING

Quincy, MA

AUM

$43.4M

Based in MA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION

Team

1 advisors

Clients

26-50

Fees

Hourly charges; Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

MISSION STREET WEALTH PLANNING

Pasadena, CA

AUM

$42.1M

Based in CA
Financial PlanningWealth Mgmt
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

3 advisors

Clients

1-10

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

POWER INVESTING

AUM

$42.1M

Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

ROSSI FINANCIAL GROUP

El Dorado Hills, CA

AUM

$41.6M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

DAWSON INVESTMENT MANAGEMENT

Walnut Creek, CA

AUM

$40.1M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM; Hourly charges

View detailsVisit website
Advisory firmSole propWebsite listed

CBL WEALTH MANAGEMENT

Apple Valley, CA

AUM

$39.5M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

1 advisors

Clients

0

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

SPURGEON FINANCIAL GROUP

Stockton, CA

AUM

$37.8M

Based in CA
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Advisory firmSole propWebsite listed

HOYT WEALTH MANAGEMENT

AUM

$37.1M

Single-office firm
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

EUREKA WEALTH MANAGEMENT

AUM

$36.4M

Single-office firm
Financial PlanningTrusts & Estates
  • Financial planning
  • Selection of other advisers

Team

1 advisors

Clients

11-25

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

MATT MONTGOMERY

Jacksonville, TX

AUM

$36.3M

Based in TX
Financial PlanningWealth Mgmt
  • Financial planning
  • Portfolio management (individuals)
  • DISCRETIONARY AUTHORITY OVER EVERY ACCOUNT AND PROVIDE ONGOING MANAGEMENT SERVICES WITH RESPECT TO THE ACCOUNT

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM

View detailsVisit website
Advisory firmSole propWebsite listed

PIONEER ADVISORY

AUM

$35.3M

Single-office firm
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

MONTECITO CAPITAL MANAGEMENT

Santa Barbara, CA

AUM

$35.0M

Based in CA
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

Team

1 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Advisory firmSole propWebsite listed

JCM CAPITAL MANAGEMENT

AUM

$35.0M

Single-office firm
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Advisory firmSole propWebsite listed

RCL CAPITAL MANAGEMENT

AUM

$33.8M

Single-office firm
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

51-100

Fees

Percentage of AUM

View detailsVisit website
Advisory firmSole propWebsite listed

TGA CAPITAL MANAGEMENT

Braintree, MA

AUM

$32.6M

Based in MA
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

TRUE ABUNDANCE ADVISORS

NY

AUM

$32.0M

Licensed in NY
NY
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

11-25

Fees

Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

PIONEER FINANCIAL ADVISORS

Praire Village, KS

AUM

$31.6M

Based in KS
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
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