Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PHILIP A. BLEIER, CPA

CRD 124936

Advisory firm

Sole prop

1 advisorsAS A MORGAN STANLEY SMITH BARNEY CPA ALLIANCE MARKETERView
PHILIP M. WATSON, FINANCIAL ADVISOR

CRD 114749

Franklin, TN

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
PRODEO FINANCIAL SERVICES

CRD 111791

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
QUALITY WEALTH MANAGEMENT

CRD 136071

Phoenix, AZ

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
QUORUM ADVISORS

CRD 128147

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Performance-based feesView
R&B FINANCIAL CONSULTANTS

CRD 119842

Wadsworth, OH

Advisory firm

Sole prop

1 advisorsFixed feesView
RAILROAD CANYON INSURANCE AND FINANCIAL SERVICES

CRD 150168

Canyon Lake, CA

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
RAYMOND L. GAZELLE JR.

CRD 141530

Advisory firm

Sole prop

1 advisorsHourly chargesView
RAYMOND LIAO INVESTMENT ADVISOR

CRD 312570

Arcadia, CA

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
RCV FINANCIAL SERVICES

CRD 111954

Valencia, CA

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
RICH CAPITAL MANAGEMENT

CRD 115498

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
ROBERTA LEE-DRISCOLL

CRD 117263

Honolulu, HI

Advisory firm

Sole prop

2 employeesHourly charges; Fixed feesView
ROBERTSON, DYLAN

CRD 332286

Advisory firm

Sole prop

1 advisorsHourly chargesView
ROWLAND FINANCIAL SERVICES

CRD 284540

Roseville, CA

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +1 moreView
RUBEN CANO CONSULTING

CRD 337523

Cali, FL

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Fixed feesView
RUSSELL J. D'ALBA

CRD 126347

Williamsville, NY

Advisory firm

Sole prop

1 advisors% OF NET ACCOUNT VALUE (ALWAYS LESS THAN 1/2%)View
RYNKOWSKI, GRZEGORZ

CRD 306814

Advisory firm

Sole prop

Fees not disclosedView
SACRED HEART INVESTMENTS

CRD 125743

Advisory firm

Sole prop

$00 total employeesPercentage of AUM; Hourly chargesView
SCOUT FINANCIAL PLANNING

CRD 139591

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
SEA BREEZE ANALYTICS

CRD 307228

Advisory firm

Sole prop

$01 advisorsPercentage of AUMView
SEFTON FINANCIAL PLANNING

CRD 166187

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
SEMINARS FOR THE ADVANCEMENT OF FINANCIAL EDUCATION

CRD 112993

Advisory firm

Sole prop

1 advisorsPercentage of AUMView
SENTINEL FINANCIAL

CRD 174324

Freedom, NH

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +1 moreView
SHORTER, ALDEN M

CRD 317804

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +2 moreView
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