Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MATTHEW J COHEN CONSULTING

CRD 284073

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
MAXINE WEINER, CFP(R)

CRD 125834

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
MCBRIDE FINANCIAL

CRD 155741

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +2 moreView
MCDONELL, MARK ROBERT

CRD 136210

Santa Rosa, CA

Advisory firm

Sole prop

0 total employeesHourly chargesView
MCKINNEY FINANCIAL PLANNING & MANAGEMENT

CRD 117526

Vienna, VA

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
MCNALLY, DAVID D.

CRD 122907

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +2 moreView
MCQUADE, KATHLEEN MARY

CRD 155892

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
METASENSE

CRD 331502

Braga

Advisory firm

Sole prop

Fees not disclosedView
MIDWEST VALUE PLANNING

CRD 333441

Advisory firm

Sole prop

1 employeesHourly charges; RETAINER FEE, PROJECT FEEView
MIOTTO, JORDAN PHILIP

CRD 340649

Advisory firm

Sole prop

1 advisorsFixed feesView
MLR RETIREMENT SERVICES

CRD 286377

Advisory firm

Sole prop

1 advisorsPercentage of AUM; Fixed feesView
MT. TIMP CAPITAL

CRD 324028

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +2 moreView
NAQVI, MUJTEBA

CRD 318382

Seattle, WA

Advisory firm

Sole prop

Fees not disclosedView
NATALIE M. KASSENYEVA

CRD 158740

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
NEARY, FRANCIS M CPA

CRD 124754

Melville, NY

Advisory firm

Sole prop

1 advisorsREFERRAL FEES FROM 3RD-PARTY SEC RIAView
O.V. DAVI

CRD 111367

Advisory firm

Sole prop

1 advisorsNONEView
OGDEN, THOMAS

CRD 318003

Advisory firm

Sole prop

1 advisorsPercentage of AUM; Hourly chargesView
PACIFIC SHORES INVESTMENT ADVISORS

CRD 149710

Advisory firm

Sole prop

$01 advisorsNO COMPENSATIONView
PACRIM ADVISORY SERVICES

CRD 164906

Advisory firm

Sole prop

2 advisorsPercentage of AUMView
PATELS AND COMPANY CAPITAL

CRD 335296

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
PEARTREE ADVISORY

CRD 335723

Rochester, NY

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
PEBBLE CAPITAL MANAGEMENT

CRD 312089

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Performance-based feesView
PERLMUTTER, LAURENCE M.

CRD 147734

Stoughton, MA

Advisory firm

Sole prop

1 employeesREFERRAL FEE ONLYView
PERPETUAL FINANCIAL

CRD 128049

West Newton, MA

Advisory firm

Sole prop

1 advisorsCommissions; FEES FOR MONITORING 3RD PARTY MANAGERView
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