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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| JEROME LEWIS CRD 147430 | — | Advisory firm Sole prop | — | 1 advisors | SELECTION OF OTHER ADVISORS | View | |
| JIE SHEN, CFA CRD 289865 | Los Altos, CA | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM | View | |
| JOHN H. BECKER CRD 142085 | Los Gatos, CA | Advisory firm Sole prop | — | 1 advisors | INACTIVE | View | |
| JOLLY, ROBIN K CRD 311891 | — | Advisory firm Sole prop | — | 1 employees | REFERRAL FEES FROM PERCENTAGE OF ASSETS UNDER MANAGEMENT | View | |
| JOSEPH P. KIRLIN III & ASSOCIATES CRD 123733 | — | Advisory firm Sole prop | — | 1 advisors | SOLICIATION FEES | View | |
| KAM AWRABI CAPITAL INVESTMENT COMPANY CRD 165426 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Hourly charges | View | |
| KEMPENICH, STEVEN CRD 328647 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| KENNEDY FINANCIAL ADVISORS CRD 116885 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES CRD 310318 | Seal Beach, CA | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Fixed fees | View | |
| KESSLER FINANCIAL SERVICES CRD 135967 | San Jose, CA | Advisory firm Sole prop | — | 0 total employees | Hourly charges; Commissions | View | |
| KINGSTON FINANCIAL SERVICES CRD 137198 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| KIRZ, PAUL H CRD 136869 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| KNOBLE, LARRY H. CRD 123479 | Sycamore, IL | Advisory firm Sole prop | — | — | Percentage of AUM · Hourly charges +1 more | View | |
| LANGLEY FINANCIAL, LLC CRD 129440 | — | Advisory firm Sole prop | — | 1 employees | Percentage of AUM; Hourly charges | View | |
| LAW OFFICE OF JAMIE TOWNSEND CRD 317343 | Escondido, CA | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| LAWRENCE FINANCIAL SERVICES CRD 142201 | Jacksonville, FL | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| LAWRENCE LANDIS CRD 135559 | — | Advisory firm Sole prop | — | 0 total employees | Hourly charges | View | |
| LEEK, JAY CRD 287492 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| LEFEVRE & ASSOCIATES CRD 122837 | — | Advisory firm Sole prop | — | 0 total employees | Hourly charges | View | |
| LEHMAN, CLARK M CRD 134477 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| LEVIN FINANCIAL PLANNING CRD 133236 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| LEVINE, DAVID ALAN CRD 167584 | — | Advisory firm Sole prop | — | 1 employees | NO FEES | View | |
| LULA FINANCIAL CRD 293538 | — | Advisory firm Sole prop | — | 1 advisors | Subscription fees; Fixed fees | View | |
| MANNING, SAM B. CRD 285729 | Dallas, TX | Advisory firm Sole prop | — | — | Fees not disclosed | View |