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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| GOLDBERG CAPITAL MANAGEMENT CRD 126003 | — | Advisory firm Sole prop | — | 1 advisors | PERCENTAGE OF ADVISORY FEES | View | |
| GOMEZ FINANCIAL PLANNING CRD 335503 | Bakersfield, CA | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| GOOD CAPITAL CRD 324262 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| GORMAN FINANCIAL MANAGEMENT CRD 128727 | Norwell, MA | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| GREEN BELT INVESTMENT SERVICES CRD 288403 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM | View | |
| GREEN HARVEST, GREEN HARVEST CAPITAL MANAGEMENT CRD 158630 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM; Hourly charges | View | |
| GWENDOLYN J. FLOYD, CPA, CFP(R) CRD 155152 | Hull, MA | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| H H FINANCIAL CONSULTANTS CRD 134630 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM; FEE-SCALED, PER ASSET AMOUNTS | View | |
| HALEAKALA INVESTMENT ADVISORS CRD 124751 | — | Advisory firm Sole prop | — | 1 advisors | Performance-based fees | View | |
| HARRISON, CHRISTOPHER CRD 305905 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| HENRY A. VICKERS, JR., FINANCIAL ADVISOR CRD 118169 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| HJ HARRELL INVESTMENTS CRD 299320 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM | View | |
| HO, HON CRD 340190 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| HOFSTETTER, CODY L. CRD 328265 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| HWONG CRD 149925 | — | Advisory firm Sole prop | — | 1 advisors | INACTIVE | View | |
| I.L. "LONNIE" MORRIS, CPA CRD 118578 | — | Advisory firm Sole prop | — | 1 advisors | SOLICITOR FEES FROM MORGAN STANLEY | View | |
| IAMMARINO, NICHOLAS J. CRD 137579 | Carlsbad, CA | Advisory firm Sole prop | $0 | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| INPLAY GLOBAL ADVISORS CRD 168190 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| INVESTMENT MANAGEMENT CRD 156523 | — | Advisory firm Sole prop | — | 1 employees | % OF ASSET MANAGEMENT FEE | View | |
| IPOSHARKS VENTURE MASTER FUND, LLC CRD 328953 | Wilmington, DE | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| IRVING GLUCK CERTIFIED PUBLIC ACCOUNTANT CRD 315735 | Brooklyn, NY | Advisory firm Sole prop | — | 1 advisors | SOLICITATION FEE | View | |
| JAMES S. MARROQUIN, CFP CRD 114477 | Austin, TX | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| JANE C. KELLEY CRD 135618 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| JANET CHRISTINE WYGLE - FINANCIAL ADVISOR CRD 136623 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View |