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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DELLITH WEALTH ADVISORY

CRD 339509

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Fixed feesView
DONALD J. BUGDAL & ASSOCIATES

CRD 129677

Advisory firm

Sole prop

1 advisorsHourly chargesView
DONOVAN, DENNIS J

CRD 324214

Advisory firm

Sole prop

1 advisorsSOLICITOR FEESView
DOUGLAS ANDERSON, III

CRD 114906

Houston, TX

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Performance-based feesView
EDWIN CHIANG INVESTMENT ADVISOR

CRD 323996

Advisory firm

Sole prop

1 advisorsHourly chargesView
ELPHINA

CRD 334990

Advisory firm

Sole prop

Fees not disclosedView
FAMILY FINANCIAL PLANNING

CRD 313066

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
FARMER, RANDOLPH W.

CRD 288288

Plano, TX

Advisory firm

Sole prop

Fees not disclosedView
FELIX GARCIA, RIA

CRD 114720

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Fixed fees +1 moreView
FIDUCIARY WEALTH PARTNERS

CRD 339006

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
FINANCIAL GROWTH CONCEPTS

CRD 125029

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
FINANCIAL PLANNING ASSOCIATES

CRD 317454

Aptos, CA

Advisory firm

Sole prop

1 advisorsHourly charges; REFERRAL FEESView
FITSHA CONSULTING

CRD 341496

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
FIVE TALENTS WEALTH MANAGEMENT

CRD 154142

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +1 moreView
FORREST MICHAEL LEICHTBERG

CRD 340688

Advisory firm

Sole prop

$01 advisorsPercentage of AUM · Hourly charges +2 moreView
FREY FINANCIAL

CRD 123538

Urbana, IL

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +1 moreView
GADDAM, BHARATH

CRD 341521

San Jose, CA

Advisory firm

Sole prop

Fees not disclosedView
GAINES, JOHN ANDREW

CRD 135700

Laguna Niguel, CA

Advisory firm

Sole prop

1 advisorsHourly charges; Fixed feesView
GALSTIAN, SHAHE

CRD 281861

North Bergen, NJ

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; CommissionsView
GAMBLE CAPITAL STRATEGIES

CRD 137573

W Los Angeles, CA

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
GIOVANZANA, DOMENIC

CRD 335047

Advisory firm

Sole prop

Fees not disclosedView
GIUSTI, RICHARD JOHN

CRD 133464

Advisory firm

Sole prop

1 advisorsSOLICITAION FEE PERCENTAGE FROM OTHER INVESTMENT ADVISORY FIRMSView
GLOBAL VISION FINANCIAL SERVICES

CRD 122446

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Hourly chargesView
GNH CHFC ADVISORY SERVICES

CRD 282188

Advisory firm

Sole prop

1 advisorsSOLICITOR FEES PAID BY OTHER RIA'S FOR REFERRALS TO THEMView
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