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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| BRUCE JAMES THOMAS JR CRD 115903 | Moorpark, CA | Advisory firm Sole prop | — | 1 employees | Hourly charges; Fixed fees | View | |
| CAREFREE INVESTMENT CONSULTING CRD 316197 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Hourly charges | View | |
| CARLA VOSS GENELLY CRD 132849 | New Buffalo, MI | Advisory firm Sole prop | — | 0 total employees | Hourly charges; DISCLOSED SOLICITATION AGREEMENT | View | |
| CARMINUCCI WEALTH MANAGEMENT CRD 140753 | Croton Falls, NY | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| CARROLL & COMPANY CAPITAL MANAGEMENT CRD 135185 | Houston, TX | Advisory firm Sole prop | — | 1 advisors | NEGOTIATED | View | |
| CASH FLOW TECHNOLOGIES CRD 331403 | Lancaster, CA | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Hourly charges | View | |
| CENTRAL COAST TAX & FINANCIAL SERVICES CRD 289814 | Lompoc, CA | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Hourly charges | View | |
| CHAN, ARDEN CRD 304599 | San Diego, CA | Advisory firm Sole prop | — | 1 advisors | Hourly charges; PROJECT FEES | View | |
| CHENG, JEN I CRD 339213 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| CHIEN, JOSEPHINE CRD 131238 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| CHRISTOPHER A. GAUN, CFE, CPA CRD 148666 | Sea Cliff, NY | Advisory firm Sole prop | — | 1 advisors | Commissions | View | |
| CICCHETTI, ANTHONY N. CRD 292244 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| COLE, THOMAS C. CRD 307142 | Palo Alto, CA | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| COMBERIATE, LEONARD B. CRD 300075 | Ossining, NY | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| COMMENDA CAPITAL ADVISORS CRD 318293 | Cambridge, MA | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM | View | |
| CONLEY, WILLIAM J. CRD 154613 | Beaverton, OR | Advisory firm Sole prop | — | 1 advisors | SOLICITOR FEES PAID BY THIRD PARTY RIA | View | |
| CORSON CAPITAL MANAGEMENT CRD 282459 | — | Advisory firm Sole prop | — | 1 advisors | PERCENTAGE OF THE FUND FEE FROM RECOMMENDED FUNDS | View | |
| CRAIG V. CASTANOS CPA CRD 136533 | La Mesa, CA | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| CURTIS ROOT INVESTMENT SERVICES CRD 305455 | Tuscola, IL | Advisory firm Sole prop | — | 1 employees | Commissions | View | |
| DALE TIONGSON CRD 338149 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| DBA JOSEPH FODERA CRD 136244 | — | Advisory firm Sole prop | — | 0 total employees | Fixed fees | View | |
| DBA, LEFEVRE CAPITAL MANAGEMENT CRD 287874 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM | View | |
| DCG CAPITAL CRD 317747 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| DE MAYO FINANCIAL CRD 107082 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM; Hourly charges | View |