Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LUKE CAPITAL

CRD 306879

Advisory firm

Sole prop

$30K1 advisorsPercentage of AUMView
MADANAT FINANCIAL SERVICES

CRD 297452

Advisory firm

Sole prop

$30K1 advisorsPercentage of AUM; Hourly chargesView
360DIVIDENDS

CRD 172101

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +1 moreView
ABUI CAPITAL

CRD 315946

Advisory firm

Sole prop

Fees not disclosedView
ALEXANDER, DEAN D.

CRD 311403

Advisory firm

Sole prop

$01 advisorsPercentage of AUMView
ALLY BUSINESS & WEALTH

CRD 310517

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Performance-based feesView
ANTHONY P. CARNEVALE C.P.A.

CRD 135182

Salem, MA

Advisory firm

Sole prop

1 employeesI ONLY REFER CLIENTS. COMPENSATED AS A % OF ASSETS.View
ARGIRO & ASSOCIATES

CRD 131408

Woodside, NY

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
ARMSTRONG, SHANE

CRD 301156

Boynton Beach, FL

Advisory firm

Sole prop

Fees not disclosedView
ASTRA INVESTMENT ADVISERS

CRD 327956

Advisory firm

Sole prop

1 advisorsHourly chargesView
B&F INVESTMENT STRATEGIES

CRD 114777

Duncanville, TX

Advisory firm

Sole prop

1 advisorsHourly charges · Subscription fees +1 moreView
BARINOVS, GRIGORIJS

CRD 309072

Advisory firm

Sole prop

Fees not disclosedView
BASIS POINT INVESTMENTS

CRD 316854

Advisory firm

Sole prop

$01 advisorsPercentage of AUM; Hourly chargesView
BASSIN, BRUCE

CRD 283413

Advisory firm

Sole prop

1 advisorsPercentage of AUM · Hourly charges +2 moreView
BEE CAVE INVESTMENT ADVISORS

CRD 151245

Advisory firm

Sole prop

1 advisorsPercentage of AUMView
BELI, DORIAN

CRD 298557

Sliema, Tas-Sliema

Advisory firm

Sole prop

Fees not disclosedView
BG FINANCIAL PLANNING

CRD 119234

Advisory firm

Sole prop

1 advisorsHourly chargesView
BK HUGHES & ASSOCIATES

CRD 169142

Edmond, OK

Advisory firm

Sole prop

Fees not disclosedView
BLUE BOX DOCS, LLC

CRD 339120

Albany, NY

Advisory firm

Sole prop

Fees not disclosedView
BOGENSCHNEIDER, RYAN

CRD 322779

Elm Grove, WI

Advisory firm

Sole prop

Fees not disclosedView
BRIAN L. YUREK

CRD 145148

Kingsville, MD

Advisory firm

Sole prop

SOLICITOR FEES PAID BY THIRD PARTY ADVISORSView
BRIDGES, ROBERT IMBODEN

CRD 285767

Advisory firm

Sole prop

Fees not disclosedView
BROOMFIELD ADVISORY & MANAGEMENT

CRD 149434

San Francisco, CA

Advisory firm

Sole prop

1 employeesPercentage of AUM · Hourly charges +3 moreView
BROWN & ASSOCIATES

CRD 116433

Advisory firm

Sole prop

1 advisorsPercentage of AUMView
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